March 5, 2015-Boynton Beach, FL
Kamran Daryush Nougzust entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that Nougzust failed to provide information in connection with a FINRA investigation that he improperly obtained about $99,500 from a bank trust account. By failing to provide the documents and information, Nougzust violated FINRA Rules 8210 and 2010
Nougzust was barred from the securities industry.
According to FINRA records, Nougzust was registered with Wells Fargo Advisors from 10/2013-11/2014. Prior to that he was registered with J.P. Morgan Securities and Chase Investment Services.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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