March 20 , 2015-Montgomery, Texas
Christopher Alan Taylor entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he failed to provide testimony as requested by FINRA in connection with an investigation into allegations that Taylor took possession of a truck from a firm customer without paying for it.
Taylor was barred from the securities industry.
FINRA Case # 20150441582
According to FINRA records, Taylor was registered with Edward Jones from 1/2009-1/2015
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
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