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Last Updated: January 2025 (Tucson, AZ) William Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name:William Carl Westcott Current Employer: LPL Financial DBA:…

Last Updated: January 2025 (Tucson, AZ) Joanna Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name: Joanna Ingberg Westcott Current Employer: LPL Financial…

Last Updated: January 2025 LPL Financial Investigation Summary Here’s what you need to know about Fort Mill, SC, headquartered brokerage firm LPL Financial: Name:  LPL Financial LLC Function:  Stock Brokerage…

Last Updated: December 2024 (Strongville, OH) James Robert Ptacek Jr. Investigation Summary Here’s What You Need to Know About Strongville, OH Stockbroker James Robert Ptacek Jr: Name: James Robert Ptacek…

Last Updated: December 2024 (Berwyn, PA) Anthony Martinelli Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Anthony Steven Martinelli: Name: Anthony Steven Martinelli Current Employer: LPL…

Last Updated: December 2024 (Seal Beach, CA) Harold Edward Klein Investigation Summary Here’s What You Need to Know About Seal Beach, CA Stockbroker Harold Edward Klein: Name: Harold Edward Klein…

Last Updated: December 2024 (Berwyn, PA) Joe Hirthler Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Michael Joe Hirthler: Name: Joe Hirthler Current Employer: LPL Financial…

Last Updated: December 2024 (Battle Ground, WA) Leigh Allen Investigation Summary Here’s What You Need to Know About Battle Ground, WA Stockbroker Leigh A. Allen: Name: Leigh A. Allen Current…