stockbroker malpractice

  • Robert Rex, Esq.

Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law
Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law 150 150 Robert Rex, Esq.

June 1, 2015-San Miguel de Allende, Mexico  Rex Securities Law is investigating Frank Nicholas Dettenrieder who was formerly a stock broker with First Allied Securities from December 2008 until July 2013 when…

read more
  • Robert Rex, Esq.

ForceField Energy Stock Trading Suspended-CEO Arrested for Securities Fraud
ForceField Energy Stock Trading Suspended-CEO Arrested for Securities Fraud 150 150 Robert Rex, Esq.

April 21, 2015- The Securities and Exchange Commission (SEC) suspended trading in the securities of ForceField Energy, Inc. (FNRG)  until May 5th due to concerns about the adequacy and accuracy…

read more
  • Robert Rex, Esq.

Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender
Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender 150 150 Robert Rex, Esq.

March 17,2015-Irving Texas The FBI announced that Michael David Carroll, 39, pleaded guilty to the federal offense of failing to surrender to serve a 70 month sentence in an investor…

read more
  • Robert Rex, Esq.

Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans
Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans 150 150 Robert Rex, Esq.

April 14, 2015-Fort Hood, Texas Leroy Brown, Jr. was named in a complaint filed by the Securities and Exchange Commission (SEC) alleging fraud and accusing Brown of telling false tales…

read more
  • Robert Rex, Esq.

Former PrimeSolutions Securities Broker Named in Suit By SEC
Former PrimeSolutions Securities Broker Named in Suit By SEC 150 150 Robert Rex, Esq.

Richfield, Ohio-April 15, 2015 Jerry A. Cicolani, 51, was charged in a criminal information with selling unregistered securities in KGTA Petroleum, Ltd., causing dozens of investors to lose over $7…

read more
  • Robert Rex, Esq.

Florida Stockbroker Lost While Fishing at Sea Staged Disappearance
Florida Stockbroker Lost While Fishing at Sea Staged Disappearance 150 150 Robert Rex, Esq.

April 13, 2015- Boca Raton, FL The Sun Sentinel reports that Richard Ohrn, 44, a former local stock broker who disappeared while fishing in the Atlantic ocean a few weeks back, has…

read more
  • Robert Rex, Esq.

Colleyville Texas Man Convicted in Wind Farm Investment Scam
Colleyville Texas Man Convicted in Wind Farm Investment Scam 150 150 Robert Rex, Esq.

April 8, 2015- Dallas, Texas David Lyman Spalding of Colleyville, Texas was convicted by a federal jury on wire fraud, mail fraud and making false statements in connection with a…

read more
  • Robert Rex, Esq.

Boca Raton Boiler Room Targeting Elderly Citizens Shut Down By Securities Regulator
Boca Raton Boiler Room Targeting Elderly Citizens Shut Down By Securities Regulator 150 150 Robert Rex, Esq.

April 9, 2015-Boca Raton, FL The Securities and Exchange Commission (SEC) announced the filing of fraud charges against the operators of a microcap/boiler room scheme in South Florida. Three of…

read more
  • Robert Rex, Esq.

Affinity Fraud-Church Members Targeted by California Insurance Agent
Affinity Fraud-Church Members Targeted by California Insurance Agent 150 150 Robert Rex, Esq.

April 13, 2015 The Insurance Journal reports that Constance Gail Fortune, 61, was arraigned in Los Angeles Superior Court and charged with felony for financial elder abuse as a result…

read more
Enter your
text here

You cannot copy content of this page