William Hightower-Former UBS Stockbroker-Discloses Customer Arbitration–Houston, TX

William Hightower-Former UBS Stockbroker-Discloses Customer Arbitration–Houston, TX

William Hightower-Former UBS Stockbroker-Discloses Customer Arbitration–Houston, TX 150 150 Robert Rex, Esq.

JANUARY 2019 UPDATE– See this for more.

April 7, 2016- Houston, TX

FINRA records report that former UBS Financial Services stockbroker William A. Hightower is named in a currently pending arbitration by a former customer who is seeking damages of $150,000 from UBS Financial Services.

In FINRA Case 15-3387 the former customer alleges that in 2012 Hightower recommended the purchase of a high risk, illiquid and unsuitable private placement. Claimant further alleges omissions and misrepresentations regarding the recommended investment.

HIGHTOWER BARRED FROM SECURITIES INDUSTRY

In October 2015, the Financial Industry Regulatory Authority (FINRA) barred William Hightower from the securities industry for failing to cooperated with a FINRA investigation into his sales practices. See this for more. 

If you have losses in an account handled by William Hightower, call to learn how you may be able to recover damages from his former employer.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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