Last Updated: March 2026 (Palm Beach Gardens, FL)
Peter Clarke Investigation Summary
Here’s what you need to know about Palm Beach Gardens, FL, stockbroker Peter Clarke:
- Name: Mr. Peter John Clarke
- Current Employer: Rockefeller Financial (since 11/2021), Rockefeller Capital Management (RIA)
- Previous Firms: Truist Investment Services, BB&T Securities
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: Peter Clarke , Peter Clarke LinkedIn profile
- Primary Location: Palm Beach Gardens, FL
- CRD 1400419
- Can Peter Clarke be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $1.4 million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Peter Clarke As Your Stockbroker?
In 7/2023 a customer of Truist Investment Services filed a FINRA arbitration alleging that Peter Clarke recommended investments that were too risky. The case was settled in 4/2025 for $1,400,000.
Earlier in his career, a customer of Wheat First Securities was paid $25,800 to resolve allegations that purchases of Marvel III Holding bonds was unsuitable and inappropriate.
Allegations of Broker Misconduct Against Peter Clarke
Customers of Peter Clarke have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable and Inappropriate Investment Recommendation
- Recommended Investments that are too risky
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of Other Rockefeller Financial brokers
If you have suffered investment losses in an account handled by Peter Clarke, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.