Last Updated: August 2026 — Missouri City, TX Here’s what you need to know about Missouri City, TX, stockbroker Deetra Marie Tesla: Name: Deetra Marie Tesla Alias: Deetra Marie Portanova, Deetra…
read moreLast Updated: August 2026 — Houston, TX Here’s what you need to know about Houston, TX, stockbroker Miguel Silva: Name: Miguel Maisterra Silva Current Employer: Monex Securities, Inc. —since July 9, 2026;…
read moreLast Updated: August 2026 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…
read moreLast Updated: August 2026 – New York, NY Mark Sullivan Investigation Summary Here’s what you need to know about New York, NY, stockbroker Mark Sullivan: Name: Mr. Mark Lawrence Sullivan Current…
read moreLast Updated: August 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Shay Scruggs: Name: Shay W. Scruggs Current Employer: USCA Securities , ARAX Advisory Partners…
read moreLast Updated: July 2026, Plano, Texas Here’s What You Need to Know About Plano, Texas Stockbroker Ross F. Brannon Name: Ross Fredrick Brannon Alias: Ross Brannon Current Employer: Crescent Securities Group, Inc.…
read moreLast Updated: July 2026 | Brentwood, TN Jessica Y. Jung Investigation Summary Here’s what you need to know about Brentwood, TN, stockbroker Jessica Y. Jung: Name: Ms. Jessica Y. Jung Current…
read moreLast Updated: July 20256(Maple Grove, MN) Nouachi Vang Investigation Summary Here’s what you need to know about Maple Grove, MN stockbroker Nouachi Vang: Name: Mr. Nouachi Vang Current Employer: LPL Financial LLC…
read moreJames Bernthal Investigation July 2026-New York, NY According to publicly available records James R. Bernthal a broker formerly with Aegis Capital Corp., discloses 7 prior customer disputes. The Financial Industry…
read moreLast Updated: July 2026 — Cary, NC Here’s what you need to know about Cary, NC, stockbroker Ahmad Quqa: Name: Mr. Ahmad M. Quqa Current Employers: Private Client Services, LLC…
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