Cases involving stock broker and brokerage firm misconduct are subject to the specialized rules and regulations of the Financial Industry Regulatory Authority (FINRA) and the Securities & Exchange Commission (SEC) and various state statutes and rules.
Our firm welcomes referrals and pays referral fees in accordance with the Florida bar rules of Professional Conduct (Rule 4-1.5) and the applicable rules of the other state bar associations.
If one of your clients believes they are a victim of securities fraud do not hesitate to contact us – we pride ourselves on providing excellent client service and will ensure they have the best possible chance of recovering losses.
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