Last Updated: June 2024 (Ft. Myers, Florida)
Michael Hamilton Investigation Summary
Here’s what you need to know about Ft. Myers, FL, stockbroker Michael Hamilton:
- Name: Mr. Michael Young Hamilton
- Current Employer: Centaurus Financial Inc.
- DBA: Hamilton Wealth Management, Eagle Tax Group
- Previous Firms: J. P. Turner
- Function: Stock Broker/ Financial Advisor
- Aliases: Mike Hamilton, Michael Hamilton
- Primary Location: Ft. Myers, FL
- CRD 2038138
- Can Mike Hamilton be sued in FINRA arbitration: Yes
- Subject of SEC Investigation: Yes
- Highest Settlement or Award: $5,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Michael Hamilton As Your Stockbroker?
In 8/2023 the United States Securities and Exchange Commission (SEC) filed a complaint alleging that Mike Hamilton potentially recommended investments that were not in his clients best interest, and as such, may have violated Rule 151-1(a) of the Securities Exchange Act of 1934, Regulation Best Interest, by failing to comply with the Care Obligation found in Rule 151-1(a)(2)(ii).
[LEARN MORE]: FINRA Rule 2111- suitability -Regulation Best Interest
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Other investigations of Centaurus Financial brokers
If you have suffered investment losses in an account handled by Mike Hamilton, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.