Last Updated: June 2024 (Belton, Texas)
Kasey Davis Investigation Summary
Here’s what you need to know about Belton, Texas, stockbroker Kasey Davis:
- Name: Kasey Luv Davis
- Current Employer: Centaurus Financial
- DBA: TBG Wealth Management, The Benefit Group
- Previous Firms: Signal Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Kasey Davis, Kasey Luv Hopps
- Primary Location: Belton, Texas
- CRD 2353615
- Can Kasey Davis be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $50,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kasey Davis As Your Stockbroker?
In 5/2024 a customer of Centaurus Financial filed a FINRA arbitration alleging that Kasey Davis recommended an unsuitable, high-risk, illiquid investment and breached her fiduciary duty. Damages of $50,000 are sought in this currently pending case.
Allegations of Broker Misconduct Against Kasey Davis
Customers of Kasey Davis have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Breach of Fiduciary Duty
[LEARN MORE]: Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
[LEARN MORE]: FINRA Rule 2111- suitability -Regulation Best Interest
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Other investigations of Centaurus Financial brokers
If you have suffered investment losses in an account handled by Kasey Davis, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.