Last Updated: June 2024 (Anthem, AZ & Eugene, OR)
Monica Alicia Osborne Investigation Summary
Here’s what you need to know about Anthem, AZ & Eugene, OR stockbroker Monica Alicia Osborne:
- Name: Monica Alicia Osborne
- Current Employer: Avantax Investment Services, Inc.
- DBA: Jones & Roth Financial Advisors
- Function: Stock Broker/ Financial Advisor
- Primary Location: Eugene, OR & Anthem, AZ
- CRD Number: 3256608
- Can Monica Alicia Osborne be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $200,000
If you’ve sustained damages from Ms. Osborne, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Monica Alicia Osborne As Your Stockbroker?
A customer of Avantax Investment Services, Inc. filed a FINRA arbitration in 4/2024 seeking damages of $200,000. The customer alleges that Monica Osborne recommended an unsuitable investment in a limited partnership/direct investment.
[LEARN MORE]: See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Monica Alicia Osborne
Allegations
Customers of Monica Alicia Osborne have alleged the following wrongdoing in connection with the handling of customer accounts:
- Recommended unsuitable investments in limited partnership/direct investment.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: See this for information on our other investigations involving Avantax brokers.
If you have suffered investment losses in an account handled by Monica Alicia Osborne, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.