Last Updated: June 2024 (Orange, CA)
Jason Douglas Stone Investigation Summary
Here’s what you need to know about Orange, CA stockbroker Jason Douglas Stone:
- Name: Jason Douglas Stone
- Current Employer: Arkadios Capital, Secura Financial (RIA)
- Prior Employers: Crown Capital Securities
- DBA: Barth Financial Advisors
- Function: Stockbroker / Financial Advisor/ Registered Investment Advisor
- Primary Location: Orange, CA
- CRD Number: 5455271
- Can Jason Douglas Stone be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $100,000
If you’ve sustained damages from Mr. Stone, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jason Douglas Stone As Your Stockbroker?
A customer of Crown Capital Securities has filed a FINRA arbitration seeking damages of $100,000. The customer alleges failure to supervise, breach of contract, material misrepresentations, breach of fiduciary duty, and lack of suitability regarding recommendations in alternative products by Jason Stone. Products involved are limited partnerships, direct participation investments and oil and gas investments.
[LEARN MORE]:
See this for more information on REITs and Other Alternative Investments
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
[LEARN MORE]: FINRA Rule 2111- suitability -Regulation Best Interest
Allegations of Broker Misconduct Against Jason Douglas Stone
Allegations
A customer of Jason Douglas Stone has alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to supervise
- Breach of contract
- Material misrepresentations
- Breach of fiduciary duty
- Lack of suitability in recommendations
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Our Investigatons of other Crown Capital Securities brokers
If you have suffered investment losses in an account handled by Jason Douglas Stone, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.