Last Updated: March 2025 – Orlando, FL
David Strunc Investigation Summary
Here’s what you need to know about Orlando, FL, stockbroker David Strunc:
- Name: Mr. David Isaiah Strunc
- Current Employer: Cetera Advisors LLC, Cetera Investment Advisers LLC
- Prior Employers: Cetera Advisors LLC (Greenwood Village, IL), Woodbury Financial Services, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company
- Function: Stock Broker / Financial Advisor
- DBA: Sunrise Wealth Advisors
- Primary Location: Orlando, FL
- CRD#: 4766050
- Can David Strunc be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $100,000
If you’ve sustained damages from Mr. Strunc, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With David Strunc As Your Stockbroker?
A FINRA arbitration case (Case No. 25-00078) has been filed against David Strunc by a customer alleging negligent, improper conduct, breach of contract, breach of fiduciary duty, negligence, negligent supervision, and violations of Regulation BI. The case involves Equity Listed (Common & Preferred Stock) and Unit Investment Trusts.
FINRA Rule 2111- suitability – Regulation Best Interest
The customer seeks damages of $100,000 and the arbitration is currently pending in Orlando, FL.
Allegations of Broker Misconduct Against David Strunc
A customer of David Strunc has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations: Under FINRA Rule 2111, brokers must ensure that investment strategies align with a client’s risk tolerance, financial objectives, and overall profile.
- Breach of Fiduciary Duty & Negligent Supervision: Claimants allege that Mr. Strunc’s and employer failed to properly supervise his investment recommendations and breached their fiduciary duty to act in the client’s best interest.
- Regulation Best Interest (Reg BI) Violations: The case alleges violations of SEC’s Regulation Best Interest (Reg BI), which requires brokers to act in the best interest of retail customers when recommending securities transactions or investment strategies.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments, and liens.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by David Strunc, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.