Last Updated: May 2025, Winfield, IL
Here’s what you need to know about Winfield, IL, stockbroker Luis Quintanar Castanon:
- Name: Mr. Luis Quintanar Castanon
- Current Employer: None (Previously registered)
- Prior Employers: J.P. Morgan Securities LLC
- Function: Stockbroker / Financial Advisor
- Primary Location: Winfield, IL
- Alias: Luis A. Quintanar, Luis Alberto Quintanar Castanon
- CRD Number: 7475634
- Can Luis Quintanar Castanon be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: Yes
- Discharged by a prior Employer: Yes
If you’ve sustained damages from Mr. Castanon, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Luis Quintanar Castanon As Your Stockbroker?
Luis Quintanar Castanon was barred from the securities industry by FINRA as of January 14, 2025, after he failed to respond to requests for information. Castanon, in the capacity of an affiliate bank employee, was terminated for accessing a bank customer’s profile without a business need; and updating a customer’s phone number to a number known to be associated with Castonon, which was followed by calls from that number to update customer information and attempt transactions.
Mr. Castanon was terminated from JPMorgan Chase Bank, N.A. in April 2023, for unauthorized access to customer profiles and altering contact information for fraudulent purposes.
Allegations of Broker Misconduct Against Luis Quintanar Castanon
A securities regulator and a former employer has alleged the following wrongdoing against Luis Quintanar Castanon:
- Failure to Respond to Regulatory Requests
- Improper Customer Account Access
The Financial Industry Regulatory Authority (FINRA) regulates the licensing and behavior of stockbrokers and brokerage firms. Brokers are required to disclose customer complaints, regulatory actions, and terminations related to misconduct promptly and accurately. Violations of these rules often result in sanctions including suspensions, bars, or fines.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Luis Quintanar Castanon, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.