Rex Securities Law Investment Fraud Attorney Investigates Independence Capital Broker Formerly Stephen Kiszlowski

Rex Securities Law Investment Fraud Attorney Investigates Independence Capital Broker Formerly Stephen Kiszlowski

Rex Securities Law Investment Fraud Attorney Investigates Independence Capital Broker Formerly Stephen Kiszlowski 150 150 Robert Rex, Esq.

Last Updated: May 2025 | Grosse Pointe Woods, MI

Here’s what you need to know about Grosse Pointe Woods, MI, stockbroker Stephen Kiszlowski:

  • Name: Mr. Stephen Chester Kiszlowski
  • CRD #: 2440000
  • Current Employer: None – Not currently registered
  • Prior Employers: Center Street Securities, Inc.; Independence Capital Co., Inc.; USAllianz Securities, Inc.; others
  • Function: Stockbroker / Financial Advisor
  • Primary Location: Grosse Pointe Woods, MI
  • DBA: Financial Services of America
  • Can Stephen Kiszlowski be sued in FINRA arbitration? Yes
  • Sanctioned by FINRA: No
  • Highest Settlement or Award: $875,000 (FINRA Arbitration Award)

If you’ve sustained damages from Mr. Kiszlowski, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Stephen Kiszlowski As Your Stockbroker?

Stephen Kiszlowski, formerly associated with Center Street Securities in Grosse Pointe Woods, Michigan, has been the subject of several investor complaints.

In a 2015 FINRA arbitration filing (Case No. 15-02187), a customer of Independence Capital alleged that between May and October 2014, Mr. Kiszlowski engaged in unauthorized transactions involving municipal debt and equity securities. The case concluded with a $875,000 arbitration award in favor of the customer. Mr. Kiszlowski personally contributed $218,750 toward the award.

In June 2024, another complaint was filed by a customer of Independence Capital (Case No. 24-01244) alleging that Mr. Kiszlowski sold a GWG bond that was unsuitable for the customer. That matter was settled for $30,000 in 8/2024.

Allegations of Broker Misconduct Against Stephen Kiszlowski

Investors have alleged the following misconduct against Stephen Kiszlowski:

  • Unsuitable Investment Recommendations
  • Unauthorized Transactions

What is Unauthorized Trading?

Other Cases Involving Unauthorized Trading

Discretionary vs. Non-Discretionary Accounts

Recover Your Investment Losses Now With Rex Securities Law

If you have suffered investment losses in an account handled by Stephen Kiszlowski, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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