Last Updated: May 2025 – Barrington, IL
Here’s what you need to know about Barrington, IL stockbroker Paul Thomas Pavelski:
- Name: Mr. Paul Thomas Pavelski
- Current Employer: Morgan Stanley
- Prior Employers: Landolt Securities, Oberweis Securities, Geneva Securities
- Function: Stockbroker / Financial Advisor
- Aliases: Paul Pavelski
- Primary Location: Barrington, IL
- CRD Number: 1843721
- Can Paul Pavelski be sued in FINRA arbitration? Yes
- Highest Settlement or Award: $75,000
If you’ve sustained damages from Mr. Pavelski, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Paul Pavelski As Your Stockbroker?
In June 2024, a client filed a written complaint against Paul Pavelski related to the July 2020 purchase of GWG L Bonds while he was registered with Landolt Securities. The client alleged misrepresentations, omissions, unsuitable recommendations, and failure to conduct due diligence. The case was settled in August 2024, for $18,500.
In a separate matter filed in federal court in 2008, a customer alleged that Landolt Securities and Pavelski improperly retained 12b-1 mutual fund fees after being informed of a change in dealer of record. The case (Docket No. 1:08-CV-06566) settled for $75,000 on September 30, 2009.
These allegations may reflect violations of FINRA Rule 2111 (Suitability), requiring brokers to make recommendations based on a customer’s investment profile, and FINRA Rule 2210, which governs communications and prohibits misleading or omitted material facts.
Allegations of Broker Misconduct Against Paul Pavelski
Customers of Paul Pavelski have made the following allegations:
- GWG L Bonds Sale – Misrepresentation and Unsuitability
- Improper Retention of 12b-1 Fees
- Unsuitable Mutual Fund Investment in Low-Grade Bonds
These repeated customer disputes allege a pattern of unsuitable investment recommendations and improper handling of client funds. FINRA requires brokers to disclose such disputes and resolve them ethically in accordance with regulatory obligations.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by Paul Thomas Pavelski, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.