Last Updated: July 2025 – Dallas, TX
Here’s what you need to know about Dallas, TX stockbroker Lin Han:
- Name: Lin Han
- CRD Number: 6781075
- Current Employers: TKC Wealth Management LLC and Landolt Securities, Inc.
- DBA: TKC Risk Advisor
- Function: Stockbroker / Financial Advisor
- Alias: Lilly Han
- Prior Employer: Richfield Orion International, Inc. (05/2017 – 11/2017)
- Can Lin Han be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $180,890
If you’ve sustained damages from Mr. Han, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Lin Han As Your Stockbroker?
A pending customer dispute has been filed against Lin Han relating to alleged negligent misrepresentation and breach of fiduciary duty involving two private placements purchased in 2018 through Landolt Securities, Inc.
- Date Complaint Received: May 27, 2025
- Alleged Damages: $180,890
- Product Type: Private Placements –Direct Investment – DPP & LP Interests
Investors allege that these transactions involved misrepresentations that may violate FINRA Rule 2111 (Suitability) and FINRA Rule 2010, which requires high standards of commercial honor and just and equitable principles of trade.
Private Placements under Reg D: What is a Private Placement? According to the U.S. Securities and Exchange Commission (SEC): “Under the federal securities laws, a company may not offer or sell securities unless the offering has been registered with the SEC or an exemption from registration is available. Offerings exempt from the SEC’s registration requirements pursuant to Securities Act Section 4(a)(2) or its safe harbor under Regulation D of the Securities Act are often referred to as private placements.”
The SEC warns that unregistered offerings may be utilized to conduct investment scams and that investors should have the ability to weather a total loss in these illiquid investments. See this SEC Investor Alert about red flags to watch out for in unregistered offerings.
Allegations of Broker Misconduct Against Lin Han
The pending disclosure event includes the following allegations:
- Negligent Misrepresentation
- Breach of Fiduciary Duty
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Lin “Lilly” Han, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.