Last Updated: July 2025 — Rochester, NY
Here’s what you need to know about Rochester, NY, stockbroker Tami Ann Lanzisera:
- Name: Tami Ann Lanzisera
- CRD Number: 2712926
- Alias: Tami Ann Wihlen
- Current Employer: Ashton Thomas Securities, LLC
- Other Business Affiliations: Tenex LLC, Monarc, Capitas Financial, Tamara M. Pickard LUTCF
- Function: Stockbroker / Financial Advisor
- Also Registered As: Investment Adviser Representative
- Can Tami Lanzisera be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks: $379,560
If you’ve sustained damages from Ms. Lanzisera, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Tami Ann Lanzisera As Your Stockbroker?
A pending customer dispute has been filed against Ashton Thomas Securities. In April 2025, a customer of Ashton Thomas Securities, LLC alleged that Ms. Lanzisera failed to open the correct type of account, which led to improper documentation of beneficiary designations, causing significant financial harm to the complainants. The alleged damages are $379,560, and the matter is currently under internal review by the firm.
According to their FINRA CRD, Ashton Thomas Securities has been licensed with the SEC since 1985, is headquartered in Rochester, NY, and was formerly known as Excel Securities & Associates. Officers are: Joseph Lanzisera, President and CFO; Terrence Patrick Britt, Vice President and COO; Kimberly Johnson, Chief Compliance Officer.
Allegations of Broker Misconduct Against Tami Ann Lanzisera
According to the customer complaint disclosed in her FINRA BrokerCheck record, Tami Lanzisera is accused of the following:
- Failure to Open Proper Account Type
- Improper Beneficiary Documentation
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Tami Ann Lanzisera, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.