Last Updated: August 2025 — Greenwood Village, CO
Here’s what you need to know about Greenwood Village, CO, stockbroker Michael Glen Nielson:
- Name: Michael Glen Nielson
- CRD Number: 4546896
- Current Employers:
- IFP Securities, LLC
- Independent Financial Partners
- Function: Stockbroker / Financial Advisor
- Primary Location: Greenwood Village, CO
- Alias: Mike Nelson
- Prior Employers: Cetera Advisors LLC, LPL Financial LLC, Edward Jones
- Other Business Affiliations: Fireside Retirement Solutions, Retirement Income Group, Nielson Wealth Management Group, Benton Capital, Baker CPAs
- Can Michael Nielson be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Highest Settlement or Award: $89,500
If you’ve sustained damages from Mr. Nielson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mike Nielson As Your Stockbroker?
In an arbitration claim filed in August 2023 (FINRA Case No. 23-02256), a client of IFP Securities, LLC alleged that Michael Nielson improperly recommended a high-risk, high-commission illiquid alternative investment—GWG Holdings, Inc. In 1/2025 the customer was paid $89,500 to settle the matter.
This type of misconduct may constitute a violation of FINRA Rule 2111 (Suitability), which requires brokers to recommend only suitable investments based on the customer’s profile, and FINRA Rule 2010 (Standards of Commercial Honor), which mandates ethical conduct in business dealings.
Allegations of Broker Misconduct Against Mike Nielson
- Improper Recommendation of High-Risk, Illiquid Alternative Investment
- Misrepresentation of Investment Product and Risks
- Failure to Consider Customer’s Financial Needs and Risk Tolerance
If you’ve sustained damages from Mr. Nielson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Independent Financial Group brokers
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
Investigation of LPL Financial and LPL Brokers-oils, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Michael Glen Nielson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.