Last Updated: September 2025 — New York, NY
Here’s what you need to know about New York, NY, stockbroker David Latte:
- Name: David Latte
- Current Employer: Vienna Capital Partners LLC (CRD #311852) — registered since October 31, 2023; office at 40 Wall Street, 17th Floor, New York, NY 10005.
- Prior Firms: SW Financial (12/2019–09/2022); Worden Capital Management LLC (04/2017–12/2019).
- Other Business Affiliations: David Latte Inc. (non-investment related, New Milford, NJ); Lending Hub NYC (Commercial Lending Consultant, New York, NY).
- CRD number:6700268
- Stockbroker / Financial Advisor: Yes — approved as a General Securities Representative with FINRA; licensed in 14 states including NY, TX, FL, and CA.
- Can Broker be Sued in FINRA:
- Highest Award or Settlement:$140,000
If you’ve sustained damages from Mr. Latte, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With David Latte As Your Stockbroker?
Mr. Latte is the subject of a customer arbitration claim filed with FINRA (Case No. 22-02586) in March 2023, regarding conduct at SW Financial.
The allegations included: unsuitability, excessive trading/commissions, unauthorized trading, and negligence. The arbitration was settled in April 2024, for $140,000.00,
Allegations of Broker Misconduct Against David Latte
- Unsuitability— recommending investments inconsistent with a client’s profile may violate FINRA Rule 2111 (Suitability).
- Excessive Trading / Churning— generating commissions through excessive trading may constitute a violation of FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices) and Rule 2010 (Standards of Commercial Honor).
- Unauthorized Trading— placing trades without client approval is a violation of FINRA Rule 3260 (Discretionary Accounts).
- Negligence
What is Excessive Trading (Churning)?
Churning According to U.S. Securities and Exchange Commission (SEC)
Other Investigations Involving Churning
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by David Latte, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.