Last Updated: September 2025 — Naples, FL
Here’s what you need to know about Naples, FL stockbroker Jason James Nardella:
- Name: Jason James Nardella.
- Alias: Jay Nardella
- Current Employer: Ameriprise Financial Services, LLC — Branch: 9015 Strada Stell Ct., Ste 103, Naples, FL 34109; registered with the firm as a broker since 10/08/1997 and as an investment adviser representative since 08/20/2004.
- Prior Firms: IDS Life Insurance Company (10/1997–07/2006), Minneapolis, MN.
- Other Business Affiliations: Real estate/office ownership at 9015 Strada Stell Ct., Ste 103, Naples, FL; JJN Holdings LLC
- CRD number:
- Stockbroker / Financial Advisor. Yes — FINRA General Securities Representative; also passed SIE, Series 65 and 63; currently registered with 1 SRO and licensed in numerous U.S. states/territories.
- Can Broker be Sued in FINRA: Yes
- Highest Award of Settlement: $60,000
- Current Customer Dispute Seeks Total Damages of: $677,817
If you’ve sustained damages from Mr. Nardella, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jay Nardella As Your Stockbroker?
- Pending written customer complaint (received September 2025)— Allegations that while at Ameriprise Financial Services, LLC, the advisor sold stocks without authorization between 2022–2023, including Meta, Microsoft, and Nvidia; claimed damages: $677,817.
- Settled customer complaint (received August 2013; settled November 2013)— Allegation that an Inland American REIT purchased in April 2007 was unsuitable; settlement: $60,000
Allegations of Broker Misconduct Against Jay Nardella
- Unsuitability— recommending or maintaining investments inconsistent with a customer’s objectives and risk tolerance may violate FINRA Rule 2111 (Suitability); for retail customers after June 30, 2020, recommendations are evaluated under SEC Regulation Best Interest (Reg BI, Exchange Act Rule 15l-1).
- Breach of Fiduciary Duty / Best-Interest Obligations
- Fraud / Misrepresentation or Omission of Material Facts
- Unauthorized Trading— executing transactions without prior customer authorization and proper firm approval can violate FINRA Rule 3260 (Discretionary Accounts) and FINRA Rule 2010.
Other Cases Involving Unauthorized Trading
Discretionary vs. Non-Discretionary Accounts
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jay Nardella, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.