Last Updated: October 2025 — Cohoes, NY
Here’s what you need to know about Cohoes, NY, stockbroker Thomas F. Currie:
- Name: Thomas Francis Currie IV
- Alias: Thomas Currie
- Current Employer:
- Goldman Sachs & Co. LLC, branch: 100 Coliseum Drive, Cohoes, NY 12047 (registered since 01/04/2021)
- Goldman Sachs Wealth Services, L.P., 100 Coliseum Drive, Cohoes, NY 12047 (registered since 10/26/2010)
- Prior Firms: Mercer Allied Company, L.P. (Cohoes, NY) — 02/2008–01/2021; employment history also reflects The Ayco Company, L.P./Mercer Allied (09/2007–01/2021).
- CRD number: 5465944.
- Stockbroker / Financial Advisor: Yes — General Securities Representative registered with 26 SROs and licensed in 26 U.S. states/territories; also an Investment Adviser Representative (NY approved 04/22/2021; TX “Restricted Approval” 01/31/2022).
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $140,000
If you’ve sustained damages from Mr. Currie, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Thomas F. Currie As Your Stockbroker?
According to BrokerCheck, a written customer complaint received in May 2023 alleged that Mr. Currie’s May 2021 recommendation to sell certain securities and invest the proceeds into a tax-advantaged fund was not suitable given the client’s tax objectives. The product was identified as “Other: Private Equity Fund.” The matter did not list a FINRA arbitration case number in BrokerCheck and was settled on August 4, 2023 for $130,000 (demand: $140,000). The employing firm when the activities occurred was The Ayco Company, L.P. d/b/a Goldman Sachs Ayco Personal Financial Management.
Allegations of Broker Misconduct Against Thomas F. Currie
- Unsuitability — Customers who allege unsuitable recommendations typically rely on FINRA Rule 2111 (Suitability) and, for retail customers, SEC Regulation Best Interest (Exchange Act Rule 15l-1), which requires brokers to act in the customer’s best interest when making recommendations.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Thomas Francis Currie, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.