Last Updated: October 2025 — Charlottesville, VA
Here’s what you need to know about Charlottesville, VA stockbroker Gregory M. Switzer:
- Name: Gregory Mark Switzer
- Current Employer: TIAA-CREF Individual & Institutional Services, LLC (registered since 11/24/1997); branch: 650 Peter Jefferson Parkway, Suite 250, Charlottesville, VA 22911
- CRD number: 2968795
- Stockbroker / Financial Advisor: Yes (General Securities Representative; also Series 6/SIE; Series 63/66 IA rep)
- Can Broker be Sued in FINRA: Yes (BrokerCheck discloses one customer dispute)
- Highest Award of Settlement: $82,885.34
If you’ve sustained damages from Mr. Switzer, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Gregory M. Switzer As Your Stockbroker?
Customer complaint (received August 11, 2025) — The client alleged they received inaccurate information regarding the tax liability of withdrawals from variable annuities while Mr. Switzer was at TIAA-CREF Individual & Institutional Services, LLC. The matter was settled for $82,885.34.
Allegations of Broker Misconduct Against Gregory M. Switzer
- Unsuitability. Recommending or maintaining an investment inconsistent with a customer’s objectives and risk tolerance may violate FINRA Rule 2111 (Suitability); annuity recommendations to retail customers are also evaluated under SEC Regulation Best Interest (Exchange Act Rule 15l-1).
- Breach of Fiduciary Duty. When advising retail customers, duties of care and loyalty are assessed alongside Reg BI’s Care and Disclosure obligations.
- Fraud / Misrepresentation. Providing inaccurate or misleading tax information about product withdrawals can implicate FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices) and FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade).
- Unauthorized Trading. Entering trades without prior written authorization and firm approval can violate FINRA Rule 3260 (Discretionary Accounts); while not alleged here, this is a frequent claim in similar cases and may be investigated if account activity suggests it.
Registration & Background Snapshot
- SRO Registration: FINRA—General Securities Representative (Series 7) and Investment Company/Variable Contracts Rep (Series 6); SIE passed. State law exams: Series 63 and 66.
- Licensing: Active in 16 U.S. states/territories (includes VA, DC, FL, MD, MA, NY, NC, OH, PA, SC, WV, CA, ME, KY, LA, MN).
- Primary Offices: 650 Peter Jefferson Parkway, Suite 250, Charlottesville, VA; an additional listing appears for Gordonsville, VA.
How Investors May Recover Losses
If you believe you were given inaccurate or incomplete tax information about annuity withdrawals—or otherwise received unsuitable advice—your claim may be recoverable in FINRA arbitration against the employing firm. Claims commonly allege violations of FINRA Rule 2111, FINRA Rule 2010, FINRA Rule 2020, and Reg BI when applicable.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Gregory Mark Switzer, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.