Last Updated: February 2026 — Garden City, NY
Here’s what you need to know about Garden City, NY former stockbroker Seymour Cohen:
- Name: Seymour Cohen
- Current Employer: Permanently barred by FINRA
- Prior Firms: Wilmington Capital Securities, LLC (Garden City, NY) 01/2008–06/2021; Clark Dodge & Co., Inc. (Garden City, NY) 02/2007–02/2008; S.W. Bach & Company (Port Washington, NY) 11/2005–03/2007; Kirlin Securities Inc. (Syosset, NY) 11/1989–12/2005; SJV Securities, Inc. (Hallandale, FL) 05/1990–06/1990
- Other Business Affiliations: Victory Box Corporation (Secretary; Roselle, NJ); Jericho Box (Manager; Glen Head, NY); Raritan Box Corp. (President; N. Brunswick, NJ); Tamburlaine Box Corp. (President; Jericho, NY)
- CRD number: 2007478
- Stockbroker / Financial Advisor. Former broker; passed SIE, Series 7, Series 79, and Series 63 exams; permanently barred by FINRA.
- Can Broker be Sued in FINRA: Yes.
- Sanctioned by Securities Regulators: Yes
- Discloses Criminal Charge: Yes
- Highest Award or Settlement: $383,158
If you’ve sustained damages from Mr. Cohen, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Seymour Cohen As Your Stockbroker?
In August 2022, a FINRA arbitration panel issued awarded a customer of Wilmington Capital Securities, LLC $383,158 to resolve allegations that a loan from the customer to Seymour Cohen had not been repaid. Allegations included breach of fiduciary duty, negligence/gross negligence, and failure to supervise.
Subsequently Cohen did not comply with the award and was barred from the industry in 12/2022.
Cohen’s disclosure history also includes a criminal conviction (1997)—plea to conspiracy in the 5th (Class A misdemeanor) in New York; he received a one-year conditional discharge and $10,000 fine. Cohen was charged with one count of bribing a labor official, a felony.
Allegations of Broker Misconduct Against Seymour Cohen
- Breach of Fiduciary
- Negligence / Gross Negligence.
- Borrowing From a Customer
See FINRA Rule 3240 Borrowing From or Lending to Customers
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Seymour Cohen, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.