Last Updated: October 2026
Here’s What You Need to Know About Stockbroker Robin Platt
- Name: Robin Vail Platt
- Current Employers: Cetera Investment Services LLC; Cetera Investment Advisers LLC
- Prior Employers: Hancock Whitney Investment Services Inc.; Allstate Financial Services, LLC; Allstate Financial Advisors, LLC; PNC Investments; RBC Capital Markets, LLC; Wells Fargo Advisors, LLC; SunTrust Securities, Inc.; A.G. Edwards & Sons, Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Robin V. Platt, Robin Lynn Vail-Platt
- Primary Location: New Orleans, Louisiana
- Other Business Affiliations: Hancock Bank; 63 Designs, LLC (rental property); family trust and guardianship activities
- CRD Number: 2584058
- FINRA Arbitration Eligibility: Yes
- Highest Settlement or Award: $313,000
- Pending Customer Dispute Seeks Damages of $500,000
If you’ve sustained damages from Mr. Platt, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robin Platt?
Robin Platt has three customer disputes reported on his FINRA BrokerCheck record, including a pending FINRA arbitration involving NorthStar Financial Services (Bermuda) annuities, a previously settled arbitration involving NorthStar investments, and a denied complaint concerning variable annuity representations.
In August a 2026, a customer filed FINRA arbitration case number 26-01983, alleging that Platt recommended an unsuitable NorthStar Financial Services (Bermuda), Ltd. investment and misrepresented the variable annuity as a secure investment. The customer alleges damages ranging from $100,000 to $500,000.
In an earlier dispute, a customer alleged that NorthStar fixed and variable annuities recommended by Platt in 2016 were unsuitable and that information concerning the investments had been misrepresented. The arbitration was settled in December 2022, for $313,000.
Allegations of Broker Misconduct Against Robin Platt
- Unsuitable investment recommendations involving NorthStar annuities
- Alleged misrepresentation of annuity investment security
- Misrepresentation of investment product characteristics
- Alleged misrepresentation of fixed and variable annuity products
- Customer allegations involving promised investment returns
- Alleged failure to adequately explain annuity features and investment risks
Recover Your Investment Losses Now With Rex Securities Law
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by Robin Platt, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, Florida, Rex Securities Law represents investors nationwide who have suffered financial losses involving stockbroker misconduct, unsuitable investments, misrepresentation, and investment fraud.
Contact experienced investment fraud attorney Bob Rex at (877) 224-3199 for a free consultation.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.