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Robert Halldin Investigation April 2022 – Newington, CT According to publicly obtained records, Robert Halldin stockbroker who was last employed by American Portfolio Financial Services, Inc., discloses a prior regulatory matter,…
read moreNovember 2020- Grand Blanc, MI According to publicly available records, former American Portfolios Financial Services, Inc. (APFS) , financial advisor Mark Lewton Hopkins, has been barred from the securities industry by…
read moreDecember 30, 2015- Stuart, Florida John D. Wiswell entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while associated with American…
read moreLast Updated: April 2024 (Red Bank, NJ) Nabil Bouab Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Nabil Bouab: Name: Mr. Nabil Bouab Current Employer:…
read moreLast Updated: October 2023 (Kentwood, MI) John Kailunas Investigation Summary Here’s what you need to know about Kentwood, MI, stockbroker John Kailunas: Name: Mr. John Anthony Kailunas, II Current Employer:…
read more“Osaic Wealth” Is The Rebrand for Eight Broker Dealers August 2023 According to recent press, Advisor Group, one of the largest networks of independent broker dealers with more that 11,000…
read moreJoffre Salazar Investigaton April 2022- Staten Island, NY According to publicly available records, Joffre Salazar, a currently unregistered financial advisor who previously was employed by LPL Financial discloses a regulatory…
read moreDecember 2020- Holbrook, NY According to publicly available records Jeffrey Alan Blutstein (CRD#1398688), a former stockbroker who last worked for American Portfolios Financial Services, discloses a regulatory event and a…
read moreSeptember 2018- Arden Hills, MN The FINRA records of Dean Grossnickle, a stockbroker who formerly was employed by Gradient Securities disclose the settlement of a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…
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