raymond james

Last Updated: April 2024 (Henderson, Texas) Jonathan Best Investigation Summary Here’s what you need to know about Henderson, Texas, stockbroker Jonathan Best: Name: Mr. Jonathan Earl Best Current Employer: Raymond…

Last Updated: February 2024 (Oakbrook Terrace, IL) James McDermott Investigation Summary Here’s what you need to know about Oakbrook Terrace, IL, stockbroker James McDermott: Name: Mr. James Daniel McDermott Current…

Last Updated: February 2024 (Austin, Texas) Texas State Securities Board Joins Multi-State Settlement with Raymond James In a Consent Order dated 12/21/23, The Texas State Securities Board (TSSB) joined Massachusetts,…

Last Updated: January 2024 (Bingham Telegraph, MI) Lance Vainik Investigation Summary Here’s what you need to know about Bingham Farms, MI, stockbroker Lance Vainik: Name: Mr. Lance Kevin Vainik Current…

Last Updated: January 2024 (Victoria, Texas) Jeffrey Drost Investigation Summary Here’s what you need to know about Victoria, Texas, stockbroker Jeff Drost: Name: Mr. Jeffrey Travis Drost Current Employer: FINRA…

Last Updated: January 2024 (Tampa, Florida ) Brian Visconti Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Brian Visconti: Name: Mr. Brian Joseph Visconti Current Employer:…

Last Updated: January 2024 (Lubbock, Texas) Darren James Investigation Summary Here’s what you need to know about Lubbock, Texas, stockbroker Darren James: Name: Mr. Darren Allen James Current Employer: LPL…

Last Updated: December 2023 (George Island, FL & Louisville, KY) Jon Rice Investigation Summary Here’s what you need to know about George Island, FL and Louisville, KY, stockbroker Jon Rice:…

Last Updated: December 2023 (Sunrise, FL) Jean Coulanges Investigation Summary Here’s what you need to know about Sunrise, FL, stockbroker Jean Coulanges: Name: Jean Kelly Coulanges Current Employer: A.G.P./ Alliance…