Last Updated: January 2024 (New York, NY)
Adam Cavise Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Adam Cavise:
- Name: Mr. Adam Michael Cavise
- Current Employer: Revere Securities
- Previous Firms: Spartan Capital Securities, Benchmark Investments, I-Bankers Direct, Macquarie Capital Inc., CLSA Americas, CRT Capital Group, Sterne Agee & Leach
- Function: Stock Broker/ Financial Advisor
- Aliases: Adam Cavise
- Primary Location: New York, NY
- CRD 4273848
- Can Adam Cavise be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages: Amount not yet specified
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Adam Cavise As Your Stockbroker?
In 10/2023 a customer of Spartan Capital Securities made a claim for damages in and unspecified amount alleging that Adam Cavise failed to follow instructions to sell shares resulting in losses. This matter is currently pending.
Allegations of Broker Misconduct Against Adam Cavise
A customer of Adam Cavise has alleged the following wrongdoing in connection with the handling of customer accounts:
- Failed to follow instructions to liquidate investments resulting in losses
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Adam Cavise, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
