Last Updated: May 2025 – Cadillac, Michigan
Here’s what you need to know about Cadillac, MI stockbroker Arthur D. Stevens:
- Name: Mr. Arthur Dale Stevens
- Current Employer: Packerland Brokerage Services, Inc.
- Prior Employers: Centaurus Financial, Inc.; KCD Financial, Inc.; Transamerica Financial Advisors, Inc.
- Function: Stockbroker / Financial Advisor
- DBA: Stevens Financial
- Primary Location: Cadillac, MI
- CRD Number: 2891757
- Can Arthur Stevens be sued in FINRA arbitration: Yes
- Sanctioned by Regulatory Authority: Yes
- Pending Customer Dispute Seeks Damages of: $90,020
If you’ve sustained damages from Mr. Stevens, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Arthur D. Stevens As Your Stockbroker?
A FINRA arbitration was filed in May 2024, case number 24-01158, in which a customer of Pakerland Brokerage Services is seeking $90,020 in damages. The allegations against Stevens are breach of fiduciary duty, negligence, securities fraud, and common-law fraud in connection with the sale of fixed annuity products.
See this for our prior investigations of cases involving Annuities
Mr. Stevens was sanctioned by the Michigan Department of Insurance and Financial Services following allegations that he impersonated clients during phone calls to an annuity company. A stipulation and consent order was entered in February 2023, with Mr. Stevens agreeing to pay a $1,000 fine.
Allegations of Broker Misconduct Against Arthur D. Stevens
A customer of Arthur Stevens has alleged the following wrongdoing in connection with the management of their account:
- Breach of Fiduciary Duty
- Negiligence
- Securities Fraud
- Common law Fraud
The Financial Industry Regulatory Authority (FINRA) mandates that brokers and firms disclose customer complaints, arbitrations, and regulatory sanctions. Brokers must also disclose financial events such as bankruptcies, liens, and judgments.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Arthur D. Stevens, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.