Rex Securities Law Investment Fraud Attorney Investigates Benjamin Gordon formerly with BG Strategic Advisors

Rex Securities Law Investment Fraud Attorney Investigates Benjamin Gordon formerly with BG Strategic Advisors

Rex Securities Law Investment Fraud Attorney Investigates Benjamin Gordon formerly with BG Strategic Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2023 (West Palm Beach, FL)

Benjamin Gordon Investigation Summary

Here’s what you need to know about West Palm Beach, FL, stockbroker Benjamin Gordon:

  • Name: Mr. Benjamin Gordon
  • Current Employer: Not currently registered with FINRA
  • Previous Firms: Former managing director of BG Strategic Advisors
  • Function: Stock Broker/ Financial Advisor
  • Aliases: None
  • Primary Location: West Palm Beach, Florida
  • CRD 5622898
  • Can Benjamin Gordon be sued in FINRA arbitration: Yes
  • Sanctioned by Securities & Exchange Commission: Yes
  • Two Pending Customer Disputes Unspecified Damages

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Benjamin Gordon As Your Stockbroker?

In 2019 the U.S. Securities and Exchange Commission sanctioned Benjamin Gordon to resolve allegations that he willfully violated Section 17(a)(2) of the Securities Act and Section 14(a) of the Exchange Act and Rule 14a-9 thereunder when he failed to make adequate disclosures in connection with Cambridge Capital Acquistition Corp.’s merger with Ability Computer & Software Industries in December 2015. Sanctions include suspension from participating in offering of a penny stock , a $100,000 fine and a cease and desist order.

Gordon discloses two pending lawsuits in Palm Beach County state court brought by customers of BG Strategic Advisors. Both cases allege that Gordon “fraudulently and negligently induced him to invest.” Damages are not specified.

Allegations of Broker Misconduct Against Benjamin Gordon

Customers of Benjamin Gordon have alleged the following wrongdoing in connection with the handling of customer accounts:

  • Fraudulently and Negligently induced customer to invest.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

If you have suffered investment losses in an account handled by Benjamin Gordon, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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