Rex Securities Law Investment Fraud Attorney Investigates Benny Ongkobudidjojo a broker with Transamerica Financial Advisors

Rex Securities Law Investment Fraud Attorney Investigates Benny Ongkobudidjojo a broker with Transamerica Financial Advisors

Rex Securities Law Investment Fraud Attorney Investigates Benny Ongkobudidjojo a broker with Transamerica Financial Advisors 150 150 Robert Rex, Esq.

Last Updated:  June 2024 (Houston, TX)

Benny Ongkobudidjojo Investigation Summary

Here’s what you need to know about Houston, TX stockbroker Benny Ongkobudidjojo:

  • Name: Benny Ongkobudidjojo
  • Current Employer: Transamerica Financial Advisors, Inc.
  • Prior Employers: World Group Securities
  • DBA: Dream Builder Financial , Benefit Mall
  • Function: Stockbroker / Financial Advisor
  • Primary Location: Houston, TX
  • CRD Number: 5668611
  • Can Benny Ongkobudidjojo be sued in FINRA arbitration: Yes
  • Sanctioned by FINRA: No
  • Highest Settlement or Award: Not applicable
  • Pending Customer Dispute Seeks Damages of: $225,000.00

If you’ve sustained damages from Mr. Ongkobudidjojo, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Benny Ongkobudidjojo As Your Stockbroker?

In 11/2023 a customer of Transamerica Financial Advisors filed a pending FINRA arbitration seeking damages of $225,000. The customer alleges that Benny Ongkobudidjojo failed to recommend investments or an investment strategy appropriate for the client. Products at issue include fixed annuities and variable annuities.

[LEARN MORE]: See this for our prior investigations of cases involving Annuities

Allegations of Broker Misconduct Against Benny Ongkobudidjojo

Allegations

A customer of Benny Ongkobudidjojo has alleged the following wrongdoing in connection with the handling of customer accounts:

  • Failure to recommend appropriate investments
  • Unsuitable investment strategy

[LEARN MORE]: Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)

Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.

[LEARN MORE]: FINRA Rule 2111- suitability -Regulation Best Interest

Recover Your Investment Losses Now With Rex Securities Law

[LEARN MORE]: Investigations of Other Transamerica Financial Brokers

If you have suffered investment losses in an account handled by Benny Ongkobudidjojo, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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