Joseph Beam Investigation March 2023- Raleigh, NC According to publicly available records Joseph Beam, a broker employed by Capital Investment Group, Inc., discloses three customer disputes. The Financial Industry Regulatory…
read moreBrett Rutherford Investigation March, 2023 – Raleigh, NC The FINRA records of Brett Rutherford, a Capital Investment Group, Inc. broker, disclose a pending customer dispute involving GWG Holdings Inc.. The Financial Industry…
read moreJon Ellefson Investigation February 2023- Harker Heights, TX According to publicly available records Jon Ellefson a broker employed by Intervest International Equities Securities, discloses three settled customer disputes and two…
read moreMorgan Darby Hill/GWG L-Bond Investigation October 2022- Woodstock, GA According to publicly available records Morgan Darby Hill, a broker formerly employed by Center Street Securities, discloses a pending customer suit…
read moreMichael Mandarino G.A. Repple & Co./ GWG L-Bond Investigation October 2022- Apollo Beach, Florida The FINRA records of Michael W. Mandarino , a broker with G.A. Repple and Company, disclose recently a…
read moreChristopher Wright Investigation September 2022- Prescott, AZ According to publicly available records Christopher Wright, a broker employed by Center Street Securities, discloses a pending customer suit involving an investment in…
read morePaul W. Witthauer G.A. Repple & Co. Investigation September 2022- Jamestown, N. Dakota The FINRA records of Paul Witthauer , a broker with G.A. Repple and Company, disclose recently a filed suit…
read moreLosses on GWG L-Bonds Purchased From Intervest International Equities? As we have previously posted, see link ( GWG L-Bonds. We can help ), given the fact that GWG Holdings has…
read moreJon Vinge & GWG L-Bond Investigation August 2022-Colorado Springs, CO The FINRA records of Jonathan C. Vinge, an Intervest International Equities Corp. broker was recently named in a FINRA arbitration by a…
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