Last Updated: February 2024 (Redondo Beach, CA )
Bob Campbell Investigation Summary
Here’s what you need to know about Redondo Beach, CA, stockbroker Robert Campbell:
- Name: Mr. Robert Warner Campbell
- Current Employer: Weild & Co.
- Previous Firms: Boustead Securities, Noble Financial Capital Markets, B. Riley & Co.
- Function: Stock Broker/ Financial Advisor
- Aliases: Bob Campbell
- Primary Location: Redondo Beach, CA
- CRD 1367893
- Can Bob Campbell be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Terminated by prior employer: Yes
- Pending Customer Dispute Seeks Damages of $871,021
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bob Campbell As Your Stockbroker?
Bob Campbell is one of several defendants who are being pursed by a customer of Boustead Securities, (trustee of OneJet), who seeks damages of $871,021 and alleges excessive commissions in connection with the purchase of a private placement.
In 7/2019 Bob Campbell was permitted to resign from Boustead Securities who make this allegation on his FINRA record: “The RR was under internal review for violations of FINRA communications rules and the related firm policies and the RR was permitted to resign.”
Allegations of Broker Misconduct Against Bob Campbell
Customers of Bob Campbell have alleged the following wrongdoing in connection with the handling of customer accounts:
- Excessive commissions in connection with a private placement investment
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Bob Campbell, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
