Last Updated: December 2023 (San Antonio, Texas)
Brad Feldman Investigation Summary
Here’s what you need to know about San Antonio, Texas, stockbroker Brad Feldman:
- Name: Mr. Brad Jason Feldman
- Current Employer: Raymond James Financial Services, Raymond James Financial Services Advisors (RIA)
- DBA: Security Service Investment Group
- Previous Firms: Cetera Investment Services
- Function: Stock Broker/ Financial Advisor / Registered Investment Advisor
- Aliases: Brad Feldman
- Primary Location: San Antonio, Texas
- CRD 2858061
- Can Brad Feldman be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $240,000
- Pending Customer Dispute Seeks Damages of $150,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Brad Feldman As Your Stockbroker?
A customer of Cetera Investment Services filed a FINRA arbitration in 2/2023 alleging that Brad Feldman recommended unsuitable investments in real estate investments causing damages of $150,000. This matter is currently pending.
Another customer of Cetera Investment Services was paid$240,000 in 9/2023 to resolve a FINRA arbitration with similar allegations that Brad Feldman had recommended unsuitable real estate products.
In 2021 a Cetera Invesment Services customer made a claim alleging that Brad Feldman recommended an unsuitable investment in a real estate investment trust (REIT) causing damages of $28,000. The company denied the claim and apparently the customer did not seek professional assistance or pursue the matter further.
Allegations of Broker Misconduct Against Brad Feldman
Customers of Brad Feldman have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in REITs
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Brad Feldman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
