Last Updated: June 2025 – Scottsdale, AZ
Here’s what you need to know about Scottsdale, AZ stockbroker Brent Stanley Pine:
- Name: Mr. Brent Stanley Pine
- CRD Number: 1618007
- Primary Location: Scottsdale, AZ
- Function: Stockbroker / Registered Investment Advisor
- Current Employers: CWM, LLC, Pine Group Holdings LLC, Carson Wealth, Integrated Wealth Management
- Prior Employers: Cetera Advisor Networks LLC, Geneos Wealth Management, SagePoint Financial
- Professional Designation: Certified Financial Planner
- Can Mr. Pine be sued in FINRA Arbitration? Yes
- FINRA Sanctions? No
- Pending Customer Dispute Seeks Damages of: $250,000
If you’ve sustained damages from Mr. Pine, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money with Brent Pine as Your Stockbroker?
A FINRA arbitration was filed in April 2025 (Case No. 25-00744), alleging that Brent Pine made unsuitable recommendations of high-risk alternative investments while registered with Geneos Wealth Management, Inc.The client alleges that Mr. Pine recommended products such as Direct Participation Programs (DPPs), Limited Partnership Interests, and Real Estate Securities between 2010 and 2012, which were not in line with the client’s investment goals of capital preservation and low risk. Damages of $250,000 are sought in this pending matter.
See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Brent Pine
According to the disclosure on file with FINRA, Mr. Brent Pine is currently the subject of a pending arbitration claim alleging the following:
- Unsuitable Investment Recommendations
- Negligence
- Failure to Disclose Risk
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
This alleged misconduct falls under the purview of FINRA Rule 2111 (Suitability), which mandates that brokers must have a reasonable basis to believe that a recommended transaction or investment strategy is suitable for the customer, based on the customer’s investment profile.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Cetera brokers
If you have suffered investment losses in an account handled by Brent Stanley Pine, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.