Last Updated: March 2025
Bryan S. Corona Investigation Summary
Here’s what you need to know about former stockbroker Bryan S. Corona:
- Name: Mr. Bryan Scott Corona
- Current Status: Not currently registered
- Prior Employers:
- Cetera Investment Services LLC (Alpharetta, GA) (09/2022 – 09/2023)
- Wells Fargo Clearing Services, LLC (Canton, GA) (03/2012 – 02/2021)
- Function: Stockbroker / Financial Advisor
- Aliases: Bryan Corona
- CRD #: 6025348
- Can Bryan Corona be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? Yes
- Regulatory Action: Failure to amend Form U4 to disclose felony charge
If you’ve sustained damages from Mr. Corona, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bryan Corona As Your Stockbroker?
Bryan Corona was sanctioned by FINRA for failing to disclose a felony charge on his Form U4 in a timely manner. The charges stemmed from an incident in which he was arrested and pleaded guilty to multiple offenses, including serious injury by vehicle, endangering a child while driving under the influence, reckless driving, and DUI-related offenses.
- Filing Date: December 9, 2024
- Case Number: FINRA Case No. 2023079220801
- Alleged Misconduct:
- Failure to timely update regulatory disclosures to disclose felony charges
- Sanctions Ordered by FINRA:
- Suspension: 4 months (December 16, 2024 – April 15, 2025)
- Fine: $5,000
Allegations of Broker Misconduct Against Bryan Corona
FINRA has alleged the following misconduct by Bryan Corona:
- Failure to Disclose Felony Charge – FINRA found that Corona knowingly failed to update his Form U4 to disclose a felony charge for serious injury by vehicle and multiple DUI-related offenses, violating FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade).
These violations fall under FINRA Rule 2010 and FINRA Rule 4530, which require brokers to act with integrity and promptly disclose any material changes affecting their regulatory status.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by Bryan Corona, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.