Last Updated: September 2023 (Melville, NY)
Bryan Lubitz Investigation Summary
Here’s what you need to know about Melville, NY, stockbroker Bryan Lubitz:
- Name: Mr. Bryan P. Lubitz
- Current Employer: Equitable Advisors
- Previous Firms: Aegis Capital Corp. , Newbridge Securities, Trident Partners
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Melville, NY
- CRD 4381244
- Can Bryan Lubitz be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $100,000
- Pending Customer Disputes: Yes- Customer seeking $139,224
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bryan Lubitz As Your Stockbroker?
Bryan Lubitz has 6 customer disputes on his FINRA record, including the following:
In 11/2015 a customer of Newbridge Securities was paid $100,000 to settle a FINRA arbitration alleging that Bryan Lubitz made unsuitable investment recommendations and breached his fiduciary duty.
In 10/2014 a customer of Trident Partners was paid $65,000 to settle a FINRA arbitration alleging that Bryan Lubitz failed to use stop loss orders causing significant financial loss.
In a currently pending FINRA arbitration filed in 12/2022 a customer of Aegis Capital seeks damages of $139,224 and alleges that Bryan Lubitz made unsuitable recommendations, churned the account, made unauthorized trades in the account and misrepresented material facts.
Allegations of Broker Misconduct Against Bryan Lubitz
Customers of Bryan Lubitz have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Unauthorized trading
- Churning
- Failed to use stop loss orders
- Breach of fiduciary duty
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Bryan Lubitz, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
