• Robert Rex, Esq.

Rex Securities Law INVESTOR ALERT Alexander Capital Fair Fund Disbursement
Rex Securities Law INVESTOR ALERT Alexander Capital Fair Fund Disbursement 150 150 Robert Rex, Esq.

Last Updated:  October 2025 U.S. Securities and Exchange Commission (SEC) Orders Disbursement of Fair Fund On September 30, 2025 the SEC issued and Order Directing Disbursement of Fair Fund in…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital L.P. Broker Rocco Guidicipietro (Peters)
Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital L.P. Broker Rocco Guidicipietro (Peters) 150 150 Robert Rex, Esq.

Last Updated: September 2025 – Red Bank, NJ Here’s what you need to know about Red Bank, NJ stockbroker Rocco G. Guidicipietro: Name: Rocco Gerard Guidicipietro Alias: Rocco Peters Current Employer: Alexander…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Omohundro a broker with Alexander Capital
Rex Securities Law Investment Fraud Attorney Investigates Robert Omohundro a broker with Alexander Capital 150 150 Robert Rex, Esq.

Last Updated: May 2025 (Atlanta, GA) Robert Omohundro Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Robert Omohundro: Name: Mr. Robert Lloyd Omohundro Current Employer: Alexander…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Christopher Laffey
Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Christopher Laffey 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Red Bank, NJ) Christopher Laffey Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Christopher Laffey: Name: Christopher Charles Laffey Current Employer: Alexander Capital,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Shawn Weadock
Rex Securities Law Investment Fraud Attorney Investigates Alexander Capital Broker Shawn Weadock 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Red Bank, NJ) Shawn Weadock Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Shawn Weadock: Name: Shawn Michael Weadock Current Employer: Alexander Capital,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jonathan Gabriel Gazdak a broker with Alexander Capital
Rex Securities Law Investment Fraud Attorney Investigates Jonathan Gabriel Gazdak a broker with Alexander Capital 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Red Bank, NJ) Jonathan Gabriel Gazdak Investigation Summary Here’s What You Need to Know About Red Bank, NJ Stockbroker Jonathan Gabriel Gazdak: Name: Jonathan Gabriel Gazdak…

read more
  • ER

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY
Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY 150 150 ER

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records,  Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

read more
  • Robert Rex, Esq.

Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC
Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC 150 150 Robert Rex, Esq.

July 2021- NYC According to his FINRA record  Michael Androulakis, a financial advisor employed by Alexander Capital  discloses 2 regulatory events and 4 customer disputes. The Financial Industry Regulatory Authority…

read more
  • Robert Rex, Esq.

Alexander Capital Sanctioned For Allowing Brokers to Churn Brokerage Accounts
Alexander Capital Sanctioned For Allowing Brokers to Churn Brokerage Accounts 150 150 Robert Rex, Esq.

MARCH 2019 Update–SEC enters consent judgement vs. William Gennity.  JULY 2018 The Securities and Exchange Commission (SEC) charged Alexander Capital and two of its managers for failing to supervise three…

read more
Enter your
text here

You cannot copy content of this page