Last Updated: November 2025 — The Villages, FL Here’s what you need to know about The Villages, FL stockbroker Anita Louise Lester: Name: Anita L. Lester Current Employer: Brookstone Wealth Advisors —…
read moreLast Updated: November 2025 — Fort Deposit, AL Here’s what you need to know about Fort Deposit, AL stockbroker Steve J. Cummings: Name: Steve Jeffrey Cummings Current Employer: Not currently registered with…
read moreLast Updated: October 2025 — Graham, NC Here’s what you need to know about Graham, NC stockbroker Jason Cook: Name: Jason Christopher Cook Current Employer: Berthel, Fisher & Company Financial Services, Inc.…
read moreLast Updated: September 2025 — Frankenmuth, MI Here’s what you need to know about Frankenmuth, MI, stockbroker Mark A. VanVoorhees: Name: Mark Alan VanVoorhees. Current Employer: Belpointe Asset Management, LLC — Investment…
read moreApril 2025 – St. Louis, MO According to publicly available records Alvery Anthony Bartlett, Jr. (CRD#13975), a previously registered stockbroker who was last employed by Aegis Capital and who previously…
read moreLast Updated: December 2023 (Seminole, Florida) Bill Sines Investigation Summary Here’s what you need to know about Seminole, FL, stockbroker Bill Sines: Name: Mr. William C. Sines Current Employer: Berthel…
read moreLast Updated: November 2023 (Phoenix, AZ) Chris Ordway Investigation Summary Here’s what you need to know about Phoenix, AZ, stockbroker Chris Ordway: Name: Mr. Christopher Edward Ordway Current Employer: Not…
read moreJune 2023 Cedar Rapids based Berthel Fisher & Company Financial Services, Inc. discloses that  they may be facing costs of up to $32 million  in connection with a recent flurry…
read moreJon Pyne Investigation April 2023 -Plymouth, MN Jonathan Todd Pyne (aka Jon Pyne )  ,a  stockbroker who is currently registered with Berthel Fisher & Co. Financial Services discloses 8 prior final…
read moreApril 2023 Cedar Rapids based Berthel Fisher & Company Financial Services, Inc. discloses that  they may be facing costs of up to $32 million  in connection with a recent flurry…
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