• Robert Rex, Esq.

Webull Financial Fined $3 Million – Failure to Exercise Due Diligence When Approving Option Traders
Webull Financial Fined $3 Million – Failure to Exercise Due Diligence When Approving Option Traders 150 150 Robert Rex, Esq.

Webull Financial LLC Investigation January  2025 – New York According to publicly obtained regulatory records, Webull Financial LLC , a FINRA registered broker dealer that offers low cost, self directed trading…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert O’Braitis an Advisor with LPWM Group & Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates Robert O’Braitis an Advisor with LPWM Group & Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Leesburg, VA – Nashville, TN – Metarie, LA – Boca Raton, FL) Robert Ronald O’braitis Investigation Summary Here’s What You Need to Know About Advisor Robert…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Kaiser a broker with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates David Kaiser a broker with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Cotopaxi, Colorado) David Kaiser Investigation Summary Here’s what you need to know about Cotopaxi, CO stockbroker David Kaiser: Name: Mr. David Lloyd Kaiser Current Employer: Cambridge…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Leo Rosner a Broker with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates Leo Rosner a Broker with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Beachwood, OH) Leo Rosner Investigation Summary Here’s what you need to know about Beachwood, OH, stockbroker Leo Rosner: Name: Mr. Leo Rosner Current Employer: Cambridge Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Douglas Lode formerly with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates Douglas Lode formerly with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Overland Park, KS) Douglas Lode Investigation Summary Here’s what you need to know about Overland Park, KS, stockbroker Jeffrey Lode: Name: Mr. Douglas Jon Lode Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Thomas Bates
Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Thomas Bates 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Columbus, Ohio) Thomas Bates Investigation Summary Here’s what you need to know about Columbus, OH, stockbroker Thomas Bates: Name: Mr. Thomas Ray Bates Current Employer: Cambridge…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gus Mask formerly with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates Gus Mask formerly with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Fort Worth, Texas) Gus Mask Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker Gus Mask: Name: Mr. Gus Miller Mask Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Matt Stucke formerly with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates Matt Stucke formerly with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Milton, GA) Matt Stucke Investigation Summary Here’s what you need to know about Milton, GA, stockbroker Matt Stucke Name: Mr. Matthew Ryan Stucke Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kent Herring formerly with Voya Financial
Rex Securities Law Investment Fraud Attorney Investigates Kent Herring formerly with Voya Financial 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Gulf Breeze, FL) Kent Herring Investigation Summary Here’s what you need to know about Gulf Breeze, FL, stockbroker Kent Herring: Name: Mr. Kent Reaves Herring Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Brian Lee with Cambridge Investment Research
Rex Securities Law Investment Fraud Attorney Investigates John Brian Lee with Cambridge Investment Research 150 150 Robert Rex, Esq.

Last Updated: August 2023 (Fort Worth, Texas ) John B. Lee Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker John B. Lee: Name: Mr. John…

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