• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Former Broker Joseph Beam
Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Former Broker Joseph Beam 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Flat Rock, NC Here’s what you need to know about Flat Rock, NC, stockbroker Joseph F. Beam: Name: Joseph F. Beam Current Employer: This broker is not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Seth Nannini a broker with Capital Investment Group-GWG Bond Sales
Rex Securities Law Investment Fraud Attorney Investigates Seth Nannini a broker with Capital Investment Group-GWG Bond Sales 150 150 Robert Rex, Esq.

Last Updated:  August 2025 (Boone, NC) Seth Andrew Nannini Investigation Summary Here’s what you need to know about Boone, NC stockbroker Seth Andrew Nannini: Name: Seth Andrew Nannini Current Employer: Capital Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Broker Eugene “Bron” Thompson IV
Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Broker Eugene “Bron” Thompson IV 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Dunn, NC Here’s what you need to know about Wallace, NC, stockbroker Eugene Cebron Thompson IV: Name: Eugene Cebron Thompson IV CRD Number: 4350479 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Broker Joseph Robert Eades
Rex Securities Law Investment Fraud Attorney Investigates Capital Investment Group Broker Joseph Robert Eades 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Easley, SC Here’s what you need to know about Easley, SC stockbroker Joseph Robert Eades Jr.: Name: Mr. Joseph Robert Eades Jr. Current Employer: Capital Investment Group,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Wilke a Broker with Capital Investment Group
Rex Securities Law Investment Fraud Attorney Investigates David Wilke a Broker with Capital Investment Group 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Sandy Springs, GA ) David Wilke Investigation Summary Here’s what you need to know about Sandy Springs, GA, stockbroker David Wilke: Name: Mr. David Allen Wilke…

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  • Robert Rex, Esq.

Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina
Ashley Woodard-Former VOYA Financial Broker- Disgruntled Investors Paid Over $14 Million-Greenville, South Carolina 150 150 Robert Rex, Esq.

Ashley Woodard Investigation May 2023 – Greenville/ Greer , South Carolina According to publicly available records  Ashley Charles Woodard  ,  a  stockbroker previously employed by VOYA Financial,  discloses 16 prior customer dispute…

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Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC
Brett Rutherford- Capital Investment Broker- Discloses $100K Customer Dispute over GWG Investments -Morehead City, NC 150 150 ER

Brett Rutherford Investigation March, 2023 – Raleigh, NC The FINRA records of Brett Rutherford, a Capital Investment Group, Inc. broker, disclose a pending customer dispute involving GWG Holdings Inc.. The Financial Industry…

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  • Robert Rex, Esq.

Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY
Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY 150 150 Robert Rex, Esq.

Anthony Pitta Investigation September 2022- Melville, NY According to publicly available records,  Anthony J. Pitta,  a financial advisor currently employed by Capital Investment Group, discloses  a currently pending customer dispute. The Financial…

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  • Robert Rex, Esq.

Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ
Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ 150 150 Robert Rex, Esq.

August  2018- The FINRA records of  Kelly Gene Richards , (CRD 4918409),   a  stockbroker who is currently  employed by  First Allied Securities, disclose a prior termination from employment. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ
Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ 150 150 Robert Rex, Esq.

March 2019-Scottsdale, AZ The FINRA records of  Robert S. Graham ,  a  stockbroker who is currently unregistered and who last was employed by  First Allied Securities, disclose a  regulatory event and a…

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