• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Crescent Securities Group Former Broker Marvin A. Bergstrom
Rex Securities Law Investment Fraud Attorney Investigates Crescent Securities Group Former Broker Marvin A. Bergstrom 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Austin, TX Here’s what you need to know about Austin, TX, former stockbroker Marvin Alan Bergstrom: Name:Marvin Alan Bergstrom CRD Number:19385 Current Status:Not currently registered…

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  • ER

Crescent Securities Censured and Fined by Securities Regulator-Plano, Texas
Crescent Securities Censured and Fined by Securities Regulator-Plano, Texas 150 150 ER

Crescent Securities Group Investigation June 2023- Dallas, Texas In a recent FINRA Letter of Acceptance Waiver and Consent, Austin-based Crescent Securities Group (CRD 114993) was censured and fined $30,000 for…

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  • Robert Rex, Esq.

Stephen Hoshimi -Former Crescent Securities Group Broker- Discloses $23M+ in Settled Customer Disputes- Dallas, TX
Stephen Hoshimi -Former Crescent Securities Group Broker- Discloses $23M+ in Settled Customer Disputes- Dallas, TX 150 150 Robert Rex, Esq.

April 2019- Dallas, TX According to public records of Stephen J. Hoshimi  (CRD#1977772)  a  stockbroker previously employed by Crescent Securities Group, Capwest Securities and Securities America, disclose 4 regulatory events,…

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  • Robert Rex, Esq.

Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX
Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX 150 150 Robert Rex, Esq.

May 2019- Lubbock, Texas The FINRA records of William (“Bill”) Hamilton Lowell ,  a  financial advisor who is currently registered with Crescent Securities Group and Lowell & Company ,  disclose two prior regulatory issues and…

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