• Robert Rex, Esq.

Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX
Jason N. Anderson, Former LPL Financial Broker- Named in Unauthorized Trading/Churning Suit-Beaumont, TX 150 150 Robert Rex, Esq.

April 2024 – Beaumont, Texas TEXAS STATE SECURITIES BOARD SUSPENSION-On January 30, 2018 Texas Securities State Securities Board (TSSB) Commissioner Travis J. Iles entered a Disciplinary Order  suspending Jason N. Anderson,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jacob McKissack a broker with Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Jacob McKissack a broker with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Mr. Juliet, Tennessee) Jacob McKissack Investigation Summary Here’s what you need to know about Mt. Juliet, TN, stockbroker Jacob McKissack: Name: Mr. Jacob McKissack Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas “Tombo” Watts a broker with Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Thomas “Tombo” Watts a broker with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: February 2024 (El Dorado, AR) Thomas Watts Investigation Summary Here’s what you need to know about El Dorado, AR, stockbroker Thomas Watts: Name: Mr. Thomas Evans Watts, Jr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Jeremy Bouwman
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Jeremy Bouwman 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Austin, TX) Jeremy Bouwman Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Jeremy Bouwman: Name: Mr. Jeremy Lee Bouwman Current Employer: Edward…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Jay Craddock
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Broker Jay Craddock 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Bridgeport, Texas) Jay Craddock Investigation Summary Here’s what you need to know about Bridgeport, TX, stockbroker Jay Craddock: Name: Mr. Adrian Jay Craddock Current Employer: Edward…

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  • ER

Michael Lynn Melton-Edward Jones Broker-Discloses Customer Dispute Over Transfer of Estate Assets- Troy, IL
Michael Lynn Melton-Edward Jones Broker-Discloses Customer Dispute Over Transfer of Estate Assets- Troy, IL 150 150 ER

Michael Melton Investigation June 2023-Troy, IL According to publicly available records Michael Lynn Melton an Edward Jones broker, discloses  a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Scott Paul Smith-Former J.W. Cole Financial Advisor-Discloses Regulatory Event, Customer Dispute and a Termination from Employment- Huntington Beach, CA
Scott Paul Smith-Former J.W. Cole Financial Advisor-Discloses Regulatory Event, Customer Dispute and a Termination from Employment- Huntington Beach, CA 150 150 ER

Scott Paul Smith Investigation June 2023– Huntington Beach, CA According to publicly available records, Scott Paul Smith, a currently unregistered broker who last worked for  J.W. Cole Financial,  discloses a final…

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Stephen Wenske- Former Edward Jones Broker- Discloses a Regulatory Event and a Termination from Employment-Houston, TX
Stephen Wenske- Former Edward Jones Broker- Discloses a Regulatory Event and a Termination from Employment-Houston, TX 150 150 ER

Stephen Wenske Investigation March  2023- Roanoke, TX According to publicly available records Stephen Wenske, a broker who last worked for Edward Jones,  discloses a final regulatory event that resulted in his…

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Jon Scheier -Former Edward Jones Broker-Barred From Securities Industry by Regulators – Denison, TX
Jon Scheier -Former Edward Jones Broker-Barred From Securities Industry by Regulators – Denison, TX 150 150 ER

Jon Scheier Investigation July 2022-Denison , TX  According to publicly available records Jon Scheier , a former broker who last worked for Edward Jones,  discloses a final regulatory matter resulting in a…

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Ronald Molo-Former Edward Jones Broker- Barred from Industry -Accused of Theft-Joliet, IL
Ronald Molo-Former Edward Jones Broker- Barred from Industry -Accused of Theft-Joliet, IL 150 150 ER

Ronald Molo Investigation March 2022-Joliet, IL The FINRA records of Ronald T. Molo, a broker who formerly worked for Edward Jones,  disclose 2 regulatory events, a civil suit, 5 prior…

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