• Robert Rex, Esq.

North Carolina Securities Regulators Pursuing Securities Fraudsters
North Carolina Securities Regulators Pursuing Securities Fraudsters 150 150 Robert Rex, Esq.

June 2015 In the June 2015 Newsletter the North Carolina Securities Division announced their involvement in the following cases: Darren Joseph Capote, of Patterson, NY, was indicted on July 11,…

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  • Robert Rex, Esq.

North Carolina Securities Regulators Announce Sentencing of Securities Fraudsters
North Carolina Securities Regulators Announce Sentencing of Securities Fraudsters 150 150 Robert Rex, Esq.

June 2015-NC Securities Division The North Carolina Securities Division‘s June 2015 Newsletter announced the sentencing of the following individuals for securities related violations: Michael Anthony Jenkins pleaded guilty to three…

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  • Robert Rex, Esq.

Investment Fraud Workshop Set for June 15, Salina Public Library
Investment Fraud Workshop Set for June 15, Salina Public Library 150 150 Robert Rex, Esq.

A free workshop  discussing the tactics and schemes of fraudsters and scammers will be held on June 15, 2015, from 12:45-1:45pm at the Salina Public Library in the Prescott Meeting…

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  • Robert Rex, Esq.

Cadaret Grant Broker Suspended/Fined by Regulators for Over-concentration of REIT Investments
Cadaret Grant Broker Suspended/Fined by Regulators for Over-concentration of REIT Investments 150 150 Robert Rex, Esq.

April 9, 2015-Point Pleasant, NJ Douglas William Finlay, Jr.  , entered into a  Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that effected…

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  • Robert Rex, Esq.

Phil Williamson Charged in South Florida Securities Fraud
Phil Williamson Charged in South Florida Securities Fraud 150 150 Robert Rex, Esq.

June 1, 2015 Phil D. Williamson, 48, of Miami, Florida, was charged with investment advisor fraud according to an FBI Press Release which reports that he raised over two million…

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  • Robert Rex, Esq.

Fourth Person Found Guilty in Kentucky Oil Investment Scheme
Fourth Person Found Guilty in Kentucky Oil Investment Scheme 150 150 Robert Rex, Esq.

June 1, 2015 Henry Irving Ramer was found guilty by a federal jury of operating a multi-mllion dollar investment scheme in which over 200 investors nationwide lost all or nearly…

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  • Robert Rex, Esq.

Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals
Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals 150 150 Robert Rex, Esq.

June 1 , 2015-Murphy,  Texas The Securities and Exchange Commission sued Sameer Praveen Sethi and his company Sethi Petroleum alleging that since January 2014, Sethi and his company raise $4…

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  • Robert Rex, Esq.

Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law
Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law 150 150 Robert Rex, Esq.

June 1, 2015-San Miguel de Allende, Mexico  Rex Securities Law is investigating Frank Nicholas Dettenrieder who was formerly a stock broker with First Allied Securities from December 2008 until July 2013 when…

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  • Robert Rex, Esq.

Florida Stockbroker Lost While Fishing at Sea Staged Disappearance
Florida Stockbroker Lost While Fishing at Sea Staged Disappearance 150 150 Robert Rex, Esq.

April 13, 2015- Boca Raton, FL The Sun Sentinel reports that Richard Ohrn, 44, a former local stock broker who disappeared while fishing in the Atlantic ocean a few weeks back, has…

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  • Robert Rex, Esq.

Boca Raton Boiler Room Targeting Elderly Citizens Shut Down By Securities Regulator
Boca Raton Boiler Room Targeting Elderly Citizens Shut Down By Securities Regulator 150 150 Robert Rex, Esq.

April 9, 2015-Boca Raton, FL The Securities and Exchange Commission (SEC) announced the filing of fraud charges against the operators of a microcap/boiler room scheme in South Florida. Three of…

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