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Michael Dellaporta, Jr.-Former B.B. Graham & Company-Permanently Barred From FINRA-Ft. Lauderdale, FL
Michael Dellaporta, Jr.-Former B.B. Graham & Company-Permanently Barred From FINRA-Ft. Lauderdale, FL 150 150 ER

July 2021- Ft. Lauderdale, FL According to publicly available records Michael Dellaporta, Jr.  (CRD#500214), a  former stockbroker who last worked for B.B. Graham & Company, Inc.,  has been permanently barred…

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  • Robert Rex, Esq.

Gregory McCloskey-Former Westpark Capital Broker-Permanently Barred From FINRA- Irvine, CA
Gregory McCloskey-Former Westpark Capital Broker-Permanently Barred From FINRA- Irvine, CA 150 150 Robert Rex, Esq.

July 2021- San Clemente, CA According to publicly available records Gregory McCloskey (CRD#2820510), a  former stockbroker who last worked for Westpark Capital,  has been permanently barred from FINRA. The Financial…

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  • Robert Rex, Esq.

Charles Stevens-Former D.H. Hill Broker-Discloses Regulatory Event, 2 Settled Customer Disputes, Pending Dispute and 5 IRS Liens- St. Augustine, FL
Charles Stevens-Former D.H. Hill Broker-Discloses Regulatory Event, 2 Settled Customer Disputes, Pending Dispute and 5 IRS Liens- St. Augustine, FL 150 150 Robert Rex, Esq.

July 2021-St. Augustine, FL According to publicly available records,  formerly a D.H. Hill Securities  financial advisor Charles Stevens,  discloses a regulatory event under review, 2 settled customer disputes and 1 pending…

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  • Robert Rex, Esq.

Charles Bonilla-Former David Lerner Broker-Sanctioned Over Energy LP Sales – Boca Raton, FL
Charles Bonilla-Former David Lerner Broker-Sanctioned Over Energy LP Sales – Boca Raton, FL 150 150 Robert Rex, Esq.

July 2021- Boca Raton, FL According to publicly available records Charles Bonilla (CRD#2572107), a broker who formerly worked for  David Lerner Associates, discloses a regulatory resulting in a suspension and fine…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Daniel Dillard formerly with Sagepoint Financial
Rex Securities Law Investment Fraud Attorney Investigates Daniel Dillard formerly with Sagepoint Financial 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Austin, TX ) Daniel Dillard Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Daniel Dillard: Name: Mr. Daniel G. Dillard Current Employer:…

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  • Robert Rex, Esq.

Charles Kenahan-Former Merrill Lynch Broker-Discloses over $60M in Settlements of Customer Disputes- Boston, MA
Charles Kenahan-Former Merrill Lynch Broker-Discloses over $60M in Settlements of Customer Disputes- Boston, MA 150 150 Robert Rex, Esq.

August 2021- Boston, MA According to publicly available records, former Merrill Lynch, Pierce, Fenner & Smith  financial advisor Charles Kenahan,  discloses 2 regulatory events, 4 final customer disputes, one pending…

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  • Robert Rex, Esq.

Martin Noonan-Former BMA Securities Broker-Permanently Barred from FINRA-Discloses Customer Dispute & Outstanding Liens- El Segundo, CA
Martin Noonan-Former BMA Securities Broker-Permanently Barred from FINRA-Discloses Customer Dispute & Outstanding Liens- El Segundo, CA 150 150 Robert Rex, Esq.

July 2021- El Segundo, CA According to publicly available records, former BMA Securities  financial advisor Martin Noonan,  has been barred from FINRA and discloses a pending customer dispute and outstanding…

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  • Robert Rex, Esq.

Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC
Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC 150 150 Robert Rex, Esq.

July 2021- NYC According to his FINRA record  Michael Androulakis, a financial advisor employed by Alexander Capital  discloses 2 regulatory events and 4 customer disputes. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Richard Demetriou -Titan Securities Broker-Permanently Barred from FINRA- Addison, TX
Richard Demetriou -Titan Securities Broker-Permanently Barred from FINRA- Addison, TX 150 150 Robert Rex, Esq.

Richard Demetriou Investigation Former Titan Securities Financial Advisor June 2021 – Addison, TX According to publicly available records, former Titan Securities,  financial advisor Richard Demetriou,  has been barred from the securities…

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  • Robert Rex, Esq.

Forouzan Pooladi-Former JP Morgan Broker-Barred from FINRA-Great Neck, NY
Forouzan Pooladi-Former JP Morgan Broker-Barred from FINRA-Great Neck, NY 150 150 Robert Rex, Esq.

April 2021-Great Neck, NY According to publicly available records, former JP Morgan Securities,  financial advisor Forouzan Pooladi,  has been barred from the securities industry. The Financial Industry Regulatory Authority (FINRA) is the…

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