Last Updated: December 2025 (Corpus Christi, Texas) Mark Kemp Investigation Summary Here’s what you need to know about Corpus Christi, Texas, stockbroker Mark Kemp: Name: Mark Alan Kemp Current Employer:…
read moreLast Updated: July 2025 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Shubert Cineus: Name: Mr. Shubert Cineus CRD Number: 6736413 Current Status: Registered Investment Advisor…
read moreJuly 2016-Horsham, PA The FINRA records of Jeffery A. Vaughn  , a  currently unlicensed stockbroker who was  most recently employed by  Hornor, Townsend & Kent  , disclose a pending regulatory event, 2 prior regulatory events and…
read moreJune 30, 2015 A FINRA Department of Enforcement Hearing Panel made a decision that Brian Michael White engaged in undisclosed outside business activities and  provided false testimony to FINRA staff in…
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