• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Leticia Hewko
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Leticia Hewko 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Tustin, California Here’s what you need to know about Tustin, CA, stockbroker Leticia Hewko: Name: Ms. Leticia Hewko CRD Number: 6211451 Current Employer: Independent Financial Group, LLC (since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Timothy Richard Yee
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Timothy Richard Yee 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Alameda, CA Here’s what you need to know about Alameda, CA, stockbroker Timothy Richard Yee: Name: Timothy Richard Yee CRD Number: 2492578 Current Employer: Independent Financial Group, LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Former Broker Jose Antonio Navarro
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Former Broker Jose Antonio Navarro 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Los Angeles, CA Here’s what you need to know about Los Angeles, CA stockbroker Jose Antonio Navarro: Name: Mr. Jose Antonio Navarro Current Employer: Suspended by FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group, LLC Broker Elaine Hartman
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group, LLC Broker Elaine Hartman 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Santa Maria, CA Here’s what you need to know about Santa Maria, CA, stockbroker Elaine Lisa Hartman: Name: Elaine Lisa Hartman CRD Number: 2070272 Current Employer: Independent Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Stewart “Paxton” Ginn
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Stewart “Paxton” Ginn 150 150 Robert Rex, Esq.

Last Updated: May 2025 (Encinitas, CA) Stewart Ginn Investigation Summary Here’s what you need to know about Encinitas, CA, stockbroker Stewart Ginn: Name: Mr. Stewart Ginn Current Employer: None Suspended…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Bryant formerly with Independent Financial Group
Rex Securities Law Investment Fraud Attorney Investigates William Bryant formerly with Independent Financial Group 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Amarillo, Texas) William Bryant Investigation Summary Here’s what you need to know about Amarillo, Texas, stockbroker William Bryant: Name: Mr. William Harvey Bryant Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Michael Tannery
Rex Securities Law Investment Fraud Attorney Investigates Independent Financial Group Broker Michael Tannery 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Richardson, TX) Michael Anthony Tannery Investigation Summary Here’s what you need to know about Richardson, TX, stockbroker Michael Tannery: Name: Mr. Michael Anthony Tannery Current Employer: Independent Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Nelson formerly with Wells Fargo Clearing Services
Rex Securities Law Investment Fraud Attorney Investigates John Nelson formerly with Wells Fargo Clearing Services 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Corpus Christi, TX) John Nelson Investigation Summary Here’s what you need to know about Corpus Christi, TX, stockbroker Joanna Westcott: Name: John Richard Nelson Current Employer:…

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  • Robert Rex, Esq.

Kirk Badii-Former UBS Broker-$525K Settlement to Elderly Homemaker-Southlake, TX
Kirk Badii-Former UBS Broker-$525K Settlement to Elderly Homemaker-Southlake, TX 150 150 Robert Rex, Esq.

Kirk Badii Investigation December 2023 update Southlake, TX The FINRA records of  Kirk Badii,  a  stockbroker who previously worked for UBS Financial Services , disclose setlement of a customer dispute  and 2 terminations from…

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  • ER

Jerry Tuma- Independent Financial Group Broker-Customer Suit Over REIT -Dallas, TX
Jerry Tuma- Independent Financial Group Broker-Customer Suit Over REIT -Dallas, TX 150 150 ER

Jerry Tuma Investigation August 2022-Dallas, TX According to FINRA records,  Jerry Tuma,  a broker with  Independent Financial Group discloses two finalized customer disputes and a currently pending customer dispute. The…

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