• Robert Rex, Esq.

Thomas J. Tedeschi-Former Spartan Capital Broker-Discloses Regulatory Suspension & Customer Settlements
Thomas J. Tedeschi-Former Spartan Capital Broker-Discloses Regulatory Suspension & Customer Settlements 150 150 Robert Rex, Esq.

August 2025-Farmingdale, NY The FINRA records of  Thomas J. Tedeschi,  a  currently unregistered stockbroker who was last employed by  Spartan Capital Securities  disclose 6 prior customer disputes and  two regulatory matters. The…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Stone Capital Broker Christopher Gallo
Rex Securities Law Investment Fraud Attorney Investigates Joseph Stone Capital Broker Christopher Gallo 150 150 Robert Rex, Esq.

Last Updated: January 2025 (New York, NY) Christopher Gallo Investigation Summary Here’s what you need to know about New York, NY, stockbroker Christopher Gallo: Name: Christopher Paul Gallo Current Employer: Currently suspended…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Audia formerly with Joseph Stone Capital
Rex Securities Law Investment Fraud Attorney Investigates Joseph Audia formerly with Joseph Stone Capital 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Hauppauge, NY) Joseph Audia Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Joseph Audia: Name: Mr. Joseph Scott Audia Current Employer: VCS…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Stone Capital Broker Ibrahim Kurtulus
Rex Securities Law Investment Fraud Attorney Investigates Joseph Stone Capital Broker Ibrahim Kurtulus 150 150 Robert Rex, Esq.

Last Updated: July 2025 (New York, NY) Ibrahim Kurtulus Investigation Summary Here’s what you need to know about New York, NY stockbroker Ibrahim Ethem Kurtulus: Name: Ibrahim Ethem Kurtulus CRD Number: 2287372…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Steve Moise formerly with Joseph Stone Capital
Rex Securities Law Investment Fraud Attorney Investigates Steve Moise formerly with Joseph Stone Capital 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Mineola, NY) Steve Moise Investigation Summary Here’s what you need to know about Mineola, NY, stockbroker Steve Moise: Name: Mr. Steve Allen Moise Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Szczepan Kosmaczewski formerly with Joseph Stone Capital
Rex Securities Law Investment Fraud Attorney Investigates Szczepan Kosmaczewski formerly with Joseph Stone Capital 150 150 Robert Rex, Esq.

Last Updated: September 2023 (New York, NY) Szczepan Kosmaczewski Investigation Summary Here’s what you need to know about New York, NY, stockbroker Szczepan Kosmaczewski: Name: Mr. Szczepan Kosmaczewski Current Employer:…

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Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY
Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY 150 150 ER

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records,  Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

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  • ER

Michael J. May- Joseph Stone Capital Broker- Discloses Regulatory Event and Settled Customer Dispute- Mineola, NY
Michael J. May- Joseph Stone Capital Broker- Discloses Regulatory Event and Settled Customer Dispute- Mineola, NY 150 150 ER

Michael J. May Investigation April 2022- Mineola, NY According to publicly available records,  Michael James May,  a broker who formerly worked for Joseph Stone Capital discloses a regulatory event and a…

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