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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Kirk Badii Investigation-The Badii Group -Subject of $5M+ Customer Claims -Southlake, TX
Kirk Badii Investigation-The Badii Group -Subject of $5M+ Customer Claims -Southlake, TX 150 150 Robert Rex, Esq.

Kirk Badii- The Badii Group – Investigation March 2026 update Southlake, TX The FINRA records of  Kirk Badii,  a  stockbroker with Independent Financial Group  , disclose settlement of two customer disputes and…

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  • Robert Rex, Esq.

Robin Platt Investigation-Subject of Suit Over Northstar Financial Services -New Orleans, LA
Robin Platt Investigation-Subject of Suit Over Northstar Financial Services -New Orleans, LA 150 150 Robert Rex, Esq.

Robin Platt Investigation March 2026-New Orleans, LA According to FINRA records  Robin V. Platt, a financial advisor employed as a registered broker by Cetera Investment Services discloses settlement  multi-million dollar suit…

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Michael Sloan-Former Wintrust Investments Broker-Discloses Customer Dispute Over Non-Traded REITs -St. Charles, IL
Michael Sloan-Former Wintrust Investments Broker-Discloses Customer Dispute Over Non-Traded REITs -St. Charles, IL 150 150 ER

Micheal Sloan Investigation March 2026- St. Charles, IL According to FINRA records,  Michael Peter Sloan,  a former Wintrust Investments broker disclose a pending customer dispute. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Rex Securities Law Investigate Morgan Hill – Hill and Hill Financial- Over GWG L-Bond Losses – Woodstock, GA
Rex Securities Law Investigate Morgan Hill – Hill and Hill Financial- Over GWG L-Bond Losses – Woodstock, GA 150 150 Robert Rex, Esq.

Morgan Darby Hill/GWG L-Bond Investigation   March 2026- Woodstock, GA  According to publicly available records Morgan Darby Hill,  a broker formerly employed by Center Street Securities  (12/2014-12/2023),  discloses several settlements with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill Braun formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Bill Braun formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Boca Raton, FL) Bill Braun Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Bill Braun: Name: Mr. William John Braun Current…

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  • Robert Rex, Esq.

Charles Stevens-Former D.H. Hill Broker-Discloses Regulatory Bar from the Industry, 3 Settled Customer Disputes, and 5 IRS Liens- St. Augustine, FL
Charles Stevens-Former D.H. Hill Broker-Discloses Regulatory Bar from the Industry, 3 Settled Customer Disputes, and 5 IRS Liens- St. Augustine, FL 150 150 Robert Rex, Esq.

March 2026- St. Augustine, FL According to publicly available records,  formerly a D.H. Hill Securities  financial advisor Charles Stevens,  discloses a regulatory event under review, 3 settled customer disputes  and multiple…

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  • ER

Craig Accardo – FSC Securities Broker- Discloses $3.5 M settlement of Customer Dispute -Metairie, LA
Craig Accardo – FSC Securities Broker- Discloses $3.5 M settlement of Customer Dispute -Metairie, LA 150 150 ER

Craig Accardo Investigation February 2026-Metairie, LA According to publicly available records Craig Accardo a former FSC Securities Corporation broker discloses a prior customer dispute . Accardo has been registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates former Center Street Securities Broker Glenn Romer
Rex Securities Law Investment Fraud Attorney Investigates former Center Street Securities Broker Glenn Romer 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Vero Beach, FL) Glenn Romer Investigation Summary Here’s what you need to know about Vero Beach, FL, stockbroker Glenn Romer: Name: Mr. Glenn J. Romer Current…

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  • Robert Rex, Esq.

Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL
Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL 150 150 Robert Rex, Esq.

February 2026- Boca Raton, FL  We are investigating Ameriprise Financial Services financial advisor Norman (Norm) Robbins. According to publicly available records, Norm Robbins discloses  a prior regulatory matter and 6 prior customer…

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Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC
Centaurus Broker Ricky Alan Mantei Subject of Numerous Customer Complaints Ordered to Cease and Desist- Lexington, SC 150 150 ER

Ricky Alan Mantei Investigation Updated January 2026 Centaurus Customers Have Sued for Damages-Sold Variable Interest Rate Structured ProductsLexington, SC The FINRA records of Ricky Alan Mantei, currently employed by Centaurus Financial and…

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