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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Michael Jump a Broker with Chelsea Financial Services 150 150 Robert Rex, Esq.

June 2026-Hendersonville, TN According to publicly available records Michael A. Jump  (CRD#1146669) ,  a  stockbroker currently registered with Chelsea Financial Services  discloses 2 regulatory events, four customer disputes and a termination. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Lance Walston formerly with Dominion Investor Services 150 150 Robert Rex, Esq.

Last Updated: June 2026 (San Antonio, Texas) Lance Walston Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Lance Walston: Name: Mr. Lance Colby Walston Current…

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Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments
Rex Securities Law Investment Fraud Attorney Investigates Kevin Hobbs formerly with PFS Investments 150 150 ER

Last Updated:  May 2026 (Lake Worth, FLA) Kevin Hobbs Investigation Summary Here’s what you need to know about Lake Worth, Florida ,  stockbroker Kevin Hobbs: Name:  Mr. Kevin A. Hobbs…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates McNally Financial Services Broker Mark Kemp
Rex Securities Law Investment Fraud Attorney Investigates McNally Financial Services Broker Mark Kemp 150 150 Robert Rex, Esq.

Last Updated: May 2026 (Corpus Christi, Texas) Mark Kemp Investigation Summary Here’s what you need to know about Corpus Christi, Texas, stockbroker Mark Kemp: Name: Mark Alan Kemp Current Employer:…

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Edmund “Eddie” Murphy- Former of Robert W. Baird/ Cardinal Sign Advsory Investigation – Naples, FL
Edmund “Eddie” Murphy- Former of Robert W. Baird/ Cardinal Sign Advsory Investigation – Naples, FL 150 150 ER

Edmund P. Murphy Investigation May 2026- Naples, FL According to publicly available records Edmund “Eddie” P. Murphy,  a broker previously registered with Robert W. Baird & Co.,  and Cardinal Sign…

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  • ER

Rex Securities Law Investigates Brett S. Ellen-Former DFPG Investments Advisor- Las Vegas, NV
Rex Securities Law Investigates Brett S. Ellen-Former DFPG Investments Advisor- Las Vegas, NV 150 150 ER

Brett Scott Ellen Investigation Updated May 2026 – Las Vegas, NV According to publicly available records  Brett S. Ellen,  an unregistered broker who was most recently employed by  Metric Financial …

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  • Robert Rex, Esq.

Martin Brooks-Former United Planners Broker-Discloses Settlement of $490K Customer Dispute-Lee’s Summit, MO
Martin Brooks-Former United Planners Broker-Discloses Settlement of $490K Customer Dispute-Lee’s Summit, MO 150 150 Robert Rex, Esq.

April 2026- Lee’s Summit, MO The FINRA records of Martin Earl Brooks , a former stockbroker who was last employed  by United Planners Financial Services of America  (7/2016-12/2019) , disclose two prior…

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John Terzis – Former LPL Financial Broker- Barred From Securities Industry by Regulators -Skokie, IL
John Terzis – Former LPL Financial Broker- Barred From Securities Industry by Regulators -Skokie, IL 150 150 ER

John Terzis Investigation April 2026-Skokie, IL According to publicly available records John Terzis a former broker who last worked for LPL Financial Services ,  discloses a final regulatory matter resulting in…

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  • Robert Rex, Esq.

Kirk Badii Investigation-The Badii Group -Subject of $5M+ Customer Claims -Southlake, TX
Kirk Badii Investigation-The Badii Group -Subject of $5M+ Customer Claims -Southlake, TX 150 150 Robert Rex, Esq.

Kirk Badii- The Badii Group – Investigation March 2026 update Southlake, TX The FINRA records of  Kirk Badii,  a  stockbroker with Independent Financial Group  , disclose settlement of two customer disputes and…

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  • Robert Rex, Esq.

Robin Platt Investigation-Subject of Suit Over Northstar Financial Services -New Orleans, LA
Robin Platt Investigation-Subject of Suit Over Northstar Financial Services -New Orleans, LA 150 150 Robert Rex, Esq.

Robin Platt Investigation March 2026-New Orleans, LA According to FINRA records  Robin V. Platt, a financial advisor employed as a registered broker by Cetera Investment Services discloses settlement  multi-million dollar suit…

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