• Robert Rex, Esq.

Peter Klaass and Heath Bowen-Former Allegis Investment Advisors-Sued Over Option Trading-Idaho Falls, ID
Peter Klaass and Heath Bowen-Former Allegis Investment Advisors-Sued Over Option Trading-Idaho Falls, ID 150 150 Robert Rex, Esq.

April 2019-Idaho Falls, ID  The FINRA records of two former Allegis Investment Advisors stockbrokers , Peter Gerhard Klaass and Heath Shayne Bowen   disclose that the Colorado Division of Securities alleged…

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  • Robert Rex, Esq.

George E. Mathis-Raymond James Broker-Discloses Customer Suit-The Villages, FL
George E. Mathis-Raymond James Broker-Discloses Customer Suit-The Villages, FL 150 150 Robert Rex, Esq.

June 2018-The Villages, Florida According to FINRA records, George Edward Mathis, a broker who is employed by Raymond James, discloses a pending customer dispute, 4 prior customer disputes and a…

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  • Robert Rex, Esq.

Regan A. Rohl-Former Wells Fargo Broker-Subject of Numerous Customer Suits Over Oil & Gas Investments-Fargo, N. Dakota
Regan A. Rohl-Former Wells Fargo Broker-Subject of Numerous Customer Suits Over Oil & Gas Investments-Fargo, N. Dakota 150 150 Robert Rex, Esq.

November 2020- Fargo, N. Dakota The FINRA records of Regan A. Rohl  , a stock broker who was, until recently,  employed by Wells Fargo Advisors Financial Network , disclose  a pending customer dispute and…

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  • Robert Rex, Esq.

Jack Maloney III-Former Edward Jones Broker-Subject of Customer Suit Over FireEye Inc.-Morristown/Johnson City, TN
Jack Maloney III-Former Edward Jones Broker-Subject of Customer Suit Over FireEye Inc.-Morristown/Johnson City, TN 150 150 Robert Rex, Esq.

May 2019- Morristown/Johnson City , Tennessee The FINRA records of John J. Maloney III (Jack Maloney)  , a stock broker who is employed by Woodbury Financial Services , disclose  a pending customer dispute, 4 prior…

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  • Robert Rex, Esq.

Herbert Voss, Jr.-Former StockCross Broker-Discloses Numerous Customer Suits & Termination From Employment-Beverly Hills, CA
Herbert Voss, Jr.-Former StockCross Broker-Discloses Numerous Customer Suits & Termination From Employment-Beverly Hills, CA 150 150 Robert Rex, Esq.

June 2018- Beverly Hills, CA The FINRA records of Herbert Voss, Jr.  , a former stock broker who was last employed by StockCross Financial Services , disclose a regulatory event,  a pending customer dispute, 7…

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  • Robert Rex, Esq.

Craig A. Sutherland-Former Money Concepts Broker-Subject of Numerous Customer Suits Involving REIT Invesments-Bellefontaine, OH
Craig A. Sutherland-Former Money Concepts Broker-Subject of Numerous Customer Suits Involving REIT Invesments-Bellefontaine, OH 150 150 Robert Rex, Esq.

June 2021– Bellefontaine, OH The FINRA records of Craig A. Sutherland  , a stock broker formerly employed by Money Concepts Capital Corp , disclose  3 prior regulatory matters and 10  prior final customer disputes. The…

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  • Robert Rex, Esq.

Wayne I. Miller-Former Accelerated Capital Group Broker-Discloses Numerous Customer Suits-Scottsdale, AZ
Wayne I. Miller-Former Accelerated Capital Group Broker-Discloses Numerous Customer Suits-Scottsdale, AZ 150 150 Robert Rex, Esq.

May 2018-Scottsdale, AZ The FINRA records of  Wayne I. Miller ,  a  stockbroker who formerly worked for Accelerated Capital Group disclose a pending regulatory suspension, a pending customer dispute and 2 prior customer…

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  • Robert Rex, Esq.

Bradley Tennison-Discharged by Geneos Wealth Mgmt. After Customer Files Complaint-Mesa, AZ
Bradley Tennison-Discharged by Geneos Wealth Mgmt. After Customer Files Complaint-Mesa, AZ 150 150 Robert Rex, Esq.

May 2018-Mesa, AZ The FINRA records of  Bradley J. Tennison ,  a  stockbroker who is not currently registered and who last was employed by  Geneos Wealth Management disclose a pending customer dispute ,…

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  • Robert Rex, Esq.

Mark Trewitt-Former VFG Securities Broker-Subject of Numerous Customer Suits-Plano, TX
Mark Trewitt-Former VFG Securities Broker-Subject of Numerous Customer Suits-Plano, TX 150 150 Robert Rex, Esq.

May 2018-Plano, TX According to publicly available records Mark A. Trewitt , (CRD# 1364490) ,  a   stockbroker who formerly worked for VFG Securities discloses 3 pending and 10 final customer disputes. The Financial…

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  • Robert Rex, Esq.

How to Recover Losses on Future Income Payments Losses
How to Recover Losses on Future Income Payments Losses 150 150 Robert Rex, Esq.

July 2018 UPDATE Investors in Future Income Payments LLC (FIP) who made their investment upon the recommendation of a registered stockbroker, a registered investment advisor, accountant  or a licensed insurance…

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